Regulatory Alerts2026-02-13
Resolution of the Adjunct Superintendency of Prudential Supervision No. 011-2026-SMV/10
The Adjunct Superintendency of Prudential Supervision issued Resolution No. 011-2026-SMV/10 on February 13, 2026, sanctioning Mifondo Empresa Administradora de Fondos Colectivos S.A.C. with a formal reprimand for a serious infringement under Annex XIII, section 2, clause 2.16 of the Sanctions Regulation. The sanction was imposed because the entity failed to remit payment vouchers corresponding to the collective fund administration contract to the associated party, as required by applicable regulations. This decision enforces compliance with contractual obligations regarding the transmission of financial documentation to associates.
Resolution of the Adjunct Superintendency of Prudential Supervision No. 011-2026-SMV/10 February 13, 2026
Mifondo Empresa Administradora de Fondos Colectivos S.A.C. is sanctioned with one (1) formal reprimand for committing one (1) serious infringement classified in Annex XIII, section 2, clause 2.16 of the Sanctions Regulation, for failing to comply with the provisions of the collective fund administration contracts entered into with the associated party, by not remitting to the associate the payment vouchers corresponding to the collective fund administration contract signed in accordance with the applicable regulations.
Resolution SASP No. 011-2026-SMV PDF 317.3 KB Download