Regulatory AlertsPS18/14: Extending the Senior Managers and Certification Regime to FCA firms
The Financial Conduct Authority issued Policy Statement PS18/14 to finalize the extension of the Senior Managers and Certification Regime to firms regulated by the FCA. This document incorporates feedback from consultations CP17/25 and CP17/40 to establish near-final rules governing senior management responsibilities and certification requirements. The regulatory changes aim to enhance accountability and conduct standards within the firms subject to the FCA's jurisdiction.
Consultation: CP17/25 Read more about Consultation: CP17/25
26/07/2017
Consultation closed
03/11/2017
Consultation: CP17/40 Read more about Consultation: CP17/40
13/12/2017
Consultation closed
21/02/2018
Policy Statement
04/07/2018
04/07/2018
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