Regulatory AlertsPS18/14: Extending the Senior Managers and Certification Regime to FCA firms
The Financial Conduct Authority issued Policy Statement PS18/14 to finalize the extension of the Senior Managers and Certification Regime to firms regulated by the FCA. This document incorporates feedback from consultations CP17/25 and CP17/40 to establish near-final rules governing senior management responsibilities and certification requirements. The regulatory changes aim to enhance accountability and conduct standards within the firms subject to the FCA's jurisdiction.
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