Regulatory Alerts2019-05-02
Draft Amendment to Policy Statement to Regulation 44-103 Respecting Post-Receipt Pricing
Securities regulators amended the Policy Statement to Regulation 44-103 to incorporate electronic transmission requirements for documents filed with regulators. The amendment mandates that all documents be transmitted electronically through the Renewed System, aligning with Regulation 13-103 respecting System Replacement, while excluding Quebec. This change ensures compliance with the phased implementation of the Renewed System for securities legislation documents.
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