2014-08-12

Guidance Notice on Marketing Foreign AIF Units or Shares to Professional and Semi-Professional Investors in Germany under Section 330 KAGB

BaFin’s 2022 Guidance Notice establishes the notification procedure for marketing units or shares in foreign and EU AIFs to professional and semi-professional investors in Germany under Section 330 of the Investment Code (KAGB). It mandates electronic or postal submissions containing specific particulars, outlines BaFin’s two- to four-month review periods, and specifies corresponding notification, de-notification, and annual fees. The notice further details ongoing documentation obligations, change reporting requirements, and the conditions for terminating or de-notifying marketing arrangements to German investors.

Germany

Federal Financial Supervisory Authority Germany

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