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123 publications

2026-05-19

Supervisory Statement 3/2026 (WA): Level I-compliant interpretation of Delegated Regulation (EU) 2019/980 for securities prospectuses

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2026-04-29

Circular 11/2025 on Management and Supervisory Body Members under the German Banking Act

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2026-01-14

BaFin Circular 09/2025 on Minimum Governance Requirements for Solvency II Insurance Undertakings

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2025-10-15

BaFin General Administrative Act on Turbo Certificates for German Retail Clients

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2025-09-02

Insurance claims: BaFin generally expects processing to be completed within one month

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2025-06-26

Circular 04/2025 on Solvency Requirements for Small Insurance Undertakings and Pension Institutions

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2025-06-05

BaFin PPP Circular 05/2025 on the Prudent Person Principle for Insurance Undertakings under Solvency II

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2025-06-04

Circular 3/2025 (VA) – Guidance on Information for Minimum Contribution Reimbursement Calculations

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2025-05-07

BaFin Reduces Systemic Risk Buffer for Residential Real Estate Financing to 1 Percent Effective May 2025

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2024-09-06

Guidance Notice External Bail-in Execution

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2024-09-06

Guidance Notice External Bail-in Execution (Amendments)

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2024-07-25

Guidance Notice on Marketing Under Section 329 of the German Investment Code (KAGB)

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2024-07-25

Guidance Notice for Marketing According to § 320 KAGB

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2024-06-26

Guidance on Genuine Group Insurance Contracts

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2024-06-25

Guidance Notice on the Prohibition on Passing On Special Allowances under Section 48b of the German Insurance Supervision Act (VAG)

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2024-06-06

Circular 11/2023 (VA) on Fit and Proper Requirements for Key Functions

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2024-05-29

Circular 06/2024 (BaFin) – Minimum Requirements for Risk Management (MaRisk) – To All Credit Institutions and Financial Services Enterprises in Germany

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2024-03-07

Guidance Notice on trade suspension on non-exchanges in the context of bank resolution

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2024-02-16

Circular 01/2024 (A) – Minimum Requirements for Resolvability in Resolution Planning

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2024-01-16

Circular 05/2023 (BA) - Annotated Minimum Requirements for Risk Management (MaRisk)

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2023-06-14

Guidance Notice 01/2023 on Conduct of Business Supervision for Savings Products

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2023-05-16

Statutory Definition of Multilateral Trading Facility Operations Under the German Banking Act (KWG)

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2023-04-19

Guidance on Investing Guarantee Assets of Small Primary Insurance Undertakings, Pensionskassen and Pensionsfonds

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2022-11-24

Guidance Notice 03/2022 (VA): Costs and Expenses for Solvency II Technical Provisions in Life and Accident Insurance

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2022-10-14

BaFin Circular 10/2018 (VA) – Supervisory Requirements for IT in Insurance Undertakings

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2022-09-30

BaFin General Administrative Act on Futures Product Intervention for German Retail Clients

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2022-09-30

BaFin General Administrative Act on Product Intervention Regarding Futures

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2022-08-15

Circular 07/2022 (BaFin) – Additional Liquidity Outflows Related to Other Products and Services under Article 23 of Delegated Regulation (EU) 2015/61

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2022-08-01

Circular 06/2022 (BA) – on the Stable Refinancing of Off-Balance Sheet Items under Articles 428p(10) and 428aq(10) of Regulation (EU) No 575/2013 as Amended by Delegated Regulation 2019/876

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany

2022-05-04

Annotated Text of the Minimum Requirements for Risk Management (MaRisk) – Version of 16 August 2021

Federal Financial Supervisory Authority Germany

Germany

Federal Financial Supervisory Authority Germany