Regulatory Alerts2026-04-21 | RG-133RG 133 Funds management and custodial services: Holding assets
The Australian Securities and Investments Commission issued this guide to explain Australian financial services licence obligations for responsible entities, licensed custody providers, managed discretionary account providers, and investor directed portfolio service operators. It establishes minimum standards for entities holding client assets to ensure compliance with regulatory requirements. The document serves as a definitive reference for these specific financial service providers regarding their duties in asset holding.
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