Regulatory Alerts2023-06-09
Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
Issued under the Securities Act, this regulation establishes the disclosure requirements for mutual fund prospectuses, mandating the use of simplified prospectuses and fund facts documents. It defines key terms such as automatic switches and educational material, and specifies the filing procedures for preliminary, pro forma, and amended disclosure documents. The rules further require the submission of supporting documents, including material contracts and personal information forms for directors and executive officers, to ensure transparency for investors.
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