Regulatory AlertsDOC-2019-14 Orientations on Risk Factors
The AMF applies the Joint Committee's Common Orientations regarding simplified and enhanced due diligence measures and the risk factors credit and financial institutions must consider when assessing money laundering and terrorist financing risks. These orientations guide financial sector professionals in adapting the scope of customer due diligence measures based on relevant risk factors. Chapters 8 and 9 of Title III provide sector-specific developments concerning individual portfolio management, investment advice, and collective investment management.
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