Regulatory AlertsDOC-2019-14 Orientations on Risk Factors
The AMF applies the Joint Committee's Common Orientations regarding simplified and enhanced due diligence measures and the risk factors credit and financial institutions must consider when assessing money laundering and terrorist financing risks. These orientations guide financial sector professionals in adapting the scope of customer due diligence measures based on relevant risk factors. Chapters 8 and 9 of Title III provide sector-specific developments concerning individual portfolio management, investment advice, and collective investment management.
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III - Service Providers III. 3 - Anti-Money Laundering and Counter-Terrorist Financing Doctrine Anti-Money Laundering
Orientations on Risk Factors
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Applicable from March 12, 2024 Position DOC-2019-14
Download Viewed Version Summary The AMF applies the Joint Committee's Common Orientations. These Orientations explain the relevant AML/CFT risk factors that financial sector professionals should take into account to best adapt the scope of due diligence measures taken towards customers. Chapters 8 and 9 of Title III of the Orientations include sector-specific developments relating to individual portfolio management and investment advice services and collective investment management.
Download the doctrine Reference texts
Article L. 561-4-1 of the Monetary and Financial Code
Article L. 561-9 of the Monetary and Financial Code
Article L. 561-10-1 of the Monetary and Financial Code
Article 320-19 of the General Regulation
Article 321-146 of the General Regulation
Article 325-22 of the General Regulation
Article 560-9 of the General Regulation
Orientations pursuant to Articles 17 and 18(4) of Directive (EU) 2015/849 on simplified and enhanced due diligence measures towards customers and on the factors that credit institutions and financial institutions should take into consideration when assessing the risks of money laundering and terrorist financing associated with individual business relationships and occasional transactions, repealing and replacing JC/2017/37 (consolidated version) Archives
The AMF applies the Joint Committee's Common Orientations. These Orientations explain the relevant AML/CFT risk factors that financial sector professionals should take into account to best adapt the scope of due diligence measures taken towards customers. Chapters 8 and 9 of Title III of the Orientations include sector-specific developments relating to individual portfolio management and investment advice services and collective investment management.
Download the doctrine Reference texts
Article L. 561-4-1 of the Monetary and Financial Code
Article L. 561-9 of the Monetary and Financial Code
Article L. 561-10-1 of the Monetary and Financial Code
Article 320-19 of the General Regulation
Article 321-146 of the General Regulation
The AMF applies the Joint Committee's Common Orientations. These Orientations explain the relevant AML/CFT risk factors that financial sector professionals should take into account to best adapt the scope of due diligence measures taken towards customers. Chapters 8 and 9 of Title III of the Orientations include sector-specific developments relating to individual portfolio management and investment advice services and collective investment management.
Download the doctrine Reference texts
Article L. 561-4-1 of the Monetary and Financial Code
Article L. 561-9 of the Monetary and Financial Code
Article L. 561-10-1 of the Monetary and Financial Code
Article 320-19 of the General Regulation
Article 321-146 of the General Regulation
Article 550-9 of the General Regulation Legal notices: Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02