Regulatory Alerts2021-05-20
Draft Amendment to Policy Statement 12-202 Respecting Revocations of Certain Cease Trade Orders
The regulator amends Policy Statement 12-202 to update the definitions of annual and interim disclosure statements by aligning them with Regulation 51-102. The changes modify Section 6 to require the submission of annual disclosure statements and interim disclosure statements alongside audited annual financial statements for revocation applications. A minor textual correction is also made to the French version of Section 15 to ensure accurate reference to the applicant.
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