Regulatory Alerts2026-07-28
Added · Updated
Circular 17-2026: Update of Regulatory Forms and Reports - Single Account Plan (PUC) and DS-01
The Superintendencia del Mercado de Valores updates the Single Account Plan (PUC) and DS-01 report to include new subaccounts and a dedicated sheet for transactions with the Social Security Fund (CSS) and SIACAP. These changes mandate that securities houses report balances and transaction details for these specific government institutions starting with the July 2026 reporting period, with a submission deadline of August 17, 2026. The updated CSV templates are available on the regulator's website under the SERI Forms section.
[Logo: SMV Superintendencia del Mercado de Valores República de Panamá]
Panama, July 28, 2026. Circular No. SMV - 17 - 2026.
To Compliance Officers Securities Houses Panama City
REFERENCE: Update of Regulatory Forms and Reports — Single Account Plan (PUC) and DS-01.
Dear Sirs:
With the aim of strengthening supervision mechanisms and improving the quality of information reported by regulated entities, we inform you that updates have been incorporated into the following regulatory forms and reports, which will enter into force upon the submission of reports corresponding to July 2026, with a deadline for delivery on August 17, 2026:
1. Single Account Plan (PUC)
New subaccounts are added within the groups “Assets Under Administration — Cash in Custody” (7-1-4-00-00-00-00-0) and “Assets Under Administration — Securities in Custody” (7-1-5-00-00-00-00-0), with the purpose of breaking down balances by government institution: Social Security Fund (CSS) and SIACAP.
2. DS-01 — Transaction Report
The “Government Transactions” sheet (Form DS-1) is added, intended to report transactions carried out with government institutions, specifically the Social Security Fund (CSS) and SIACAP. The fields include: type of operation (for own account or for clients), institution details, transaction and settlement dates, issuer data (name, ISIN, ticker), quantity, price, and total amount in USD.
The updated forms will be available on the institution's website: section > SERI > SERI Forms > [corresponding section] > Forms (CSV Templates).
For inquiries, the contact persons from the Superintendencia del Mercado de Valores are: soporte@supervalores.gob.pa or directly to your assigned Inspection Officer (OIA).
Sincerely,
[Signature] Maruquel Murgas de González Superintendent of the Securities Market
/ma
[Seal: REPUBLIC OF PANAMA - SUPERINTENDENCIA DEL MERCADO DE VALORES]
50th Street, P.H. Global Plaza Building, 8th Floor. Tel.: (507) 501-1700 Fax: (507) 501- 1709 www.supervalores.gob.pa P.O. Box 0832-2281 WTC Panama, Rep. of Panama