Regulatory Alerts2019-09-12
Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
The securities regulators propose amendments to Regulation 41-101 to reduce regulatory burden for investment fund issuers by standardizing website disclosure requirements. The changes replace references to optional or multiple websites with a mandatory requirement to post specific documents on a single designated website for ETFs and scholarship plans. These amendments modify Section 3B.4 and various forms within the regulation to ensure consistent and simplified access to prospectus and fund information.
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