Regulatory Alerts2021-05-10
Update on Renewal of Registration for Capital Market Operators
The Securities and Exchange Commission requires all registered Capital Market Operators to complete their registration renewal by April 30, 2021. Operators submitting late renewals between May 1 and May 31 will have their updated names published on the SEC website, in national newspapers, and communicated to relevant exchanges and trade associations. Failure to renew registration by May 31, 2021 will render Capital Market Operators ineligible to operate in the capital market.
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