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2024-09-19

Amendments to Policy Statement 11-207 Respecting Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions

The securities regulators amended Policy Statement 11-207 to align terminology with Regulation 81-106 respecting Investment Fund Continuous Disclosure. The changes replace the definition and references of "MRFP" with "fund report" to ensure consistency across multiple jurisdictions. These updates modify Section 3 by inserting a new definition and striking out the old one, while Section 24 and Section 25 are revised to substitute the outdated acronym with the standardized term in relevant paragraphs.

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Autorite des marches financiers Quebec

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CHANGES TO POLICY STATEMENT 11-207 RESPECTING FAILURE-TO-FILE CEASE TRADE ORDERS AND REVOCATIONS IN MULTIPLE JURISDICTIONS

  1. Section 3 of Policy Statement 11-207 respecting Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions is changed: (1) by inserting, after the definition of “fund report”, the following: ““fund report” means a fund report as defined in Regulation 81-106 respecting Investment Fund Continuous Disclosure (chapter V-1.1, r. 42);”; (2) by striking out the definition of “MRFP”.
  2. Section 24 of the Policy Statement is changed by replacing “MRFP” in paragraph (1) by “fund report”.
  3. Section 25 of the Policy Statement is changed: (1) by replacing “interim MRFP” in the text preceding paragraph (a) by “interim fund reports”; (2) by replacing “annual MRFP” in paragraph (a) by “annual fund reports”; (3) by replacing “interim MRFP” in paragraph (c) by “interim fund reports”.
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