2025-06-12

Regulation to Amend Regulation 44-101 Respecting Short Form Prospectus Distributions

The regulator amends Regulation 44-101 to modify the definition of qualified person in section 4.2.1 and replace the term property with project in Form 44-101F1. These changes align the terminology within the short form prospectus distribution framework to ensure consistency with related regulations. The regulation specifies that it comes into force on a designated date, with a specific filing-based effective date provision for Saskatchewan.

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REGULATION TO AMEND REGULATION 44-101 RESPECTING SHORT FORM PROSPECTUS DISTRIBUTIONS Securities Act (chapter V-1.1, s. 331.1, par. (1) and (20))

  1. Section 4.2.1 of Regulation 44-101 respecting Short Form Prospectus Distributions (chapter V-1.1, r. 16) is amended by replacing “falls within paragraphs (a), (b), (d) and (e) of the definition of “qualified person” in”, in paragraph (2), by “is a “qualified person” as defined in”.
  2. Form 44-101F1 of the Regulation is amended by replacing all occurrences of “property”, in item 9, by “project”.
  3. Effective Date (1) This Regulation comes into force on (indicate here the date of coming into force of this Regulation). (2) In Saskatchewan, despite paragraph (1), if this Regulation is filed with the Registrar of Regulations after (indicate here the date of coming into force of this Regulation), this Regulation comes into force on the day on which it is filed with the Registrar of Regulations.