Regulatory Alerts2024-12-18 | RG-175RG 175 AFS licensing: Financial product advisers—Conduct and disclosure
The Australian Securities and Investments Commission issued this guide to assist financial product advisers and their professional advisers in understanding their regulatory obligations. It explains how specific conduct and disclosure requirements under Part 7.7 and Division 2 of Part 7.7A of the Corporations Act apply to the provision of financial product advice to retail clients. The document serves as a practical resource for ensuring compliance with these statutory duties.
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