Regulatory Alerts2021-10-21
Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
The securities regulator issued a draft regulation to amend Regulation 31-103 regarding registration requirements and ongoing registrant obligations. The amendments specifically delete references to deferred or contingent sales charges from section 8.7 and remove a specific subparagraph from section 14.2.1 to prohibit deferred sales charges for investment funds. These changes are scheduled to come into force on June 1, 2022.
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