Regulatory AlertsImplementation of Article 313-17-1 of the General Regulation regarding the submission by custodians of their statutory auditor's report on the protection of financial securities assets to the AMF
The Autorité des marchés financiers (AMF) issued Position DOC-2010-24 to implement Article 313-17-1 of its General Regulation. This position mandates that custodians must submit their statutory auditor's report concerning the protection of financial securities assets held for clients to the AMF. The regulatory framework governing this obligation became applicable on December 17, 2020.
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