Regulatory AlertsImplementation of Article 313-17-1 of the General Regulation regarding the submission by custodians of their statutory auditor's report on the protection of financial securities assets to the AMF
The Autorité des marchés financiers (AMF) issued Position DOC-2010-24 to implement Article 313-17-1 of its General Regulation. This position mandates that custodians must submit their statutory auditor's report concerning the protection of financial securities assets held for clients to the AMF. The regulatory framework governing this obligation became applicable on December 17, 2020.
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III - Service Providers III. 2 - Other Service Providers III. 2.1. Custodians
Doctrine Protection of Savings
Implementation of Article 312-7 of the General Regulation regarding the submission by custodians of their statutory auditor's report on the protection of financial securities assets to the Autorité des marchés financiers...
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Applicable from December 17, 2020 Position DOC-2010-24
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Article 312-7 of the General Regulation Archives
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Article 313-17-1 of the General Regulation Legal notices: Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02