TTSEC Circular Letter on Fee Revision

Trinidad and Tobago Securities and Exchange Commission LEVELS 22-23, TOWER D, INTERNATIONAL WATERFRONT CENTRE, 1 WRIGHTSON ROAD,PORT OFSPAIN, TRINIDAD, W.I. Tel: (868) 624-2991 | Email: ttsec@ttsec.org.tt | Website: www.ttsec.org.tt TTSEC-EXEC-23459-BA-11/12/2024 December 11, 2024 CIRCULAR LETTER ISSUED TO: REPORTING ISSUERS, BROKER-DEALERS, INVESTMENT ADVISERS, UNDERWRITERS and SELF-REGULATORY ORGANIZATIONS REGISTERED UNDER THE SECURITIES ACT, CHAP 83:02 OF THE LAWS OF THE REPUBLIC OF TRINIDAD AND TOBAGO Amendments to Schedule 1 of the Securities (General) Bye-Laws 2015 and the Securities (Collective Investment Schemes) Bye-Laws 2023 The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) proposes to issue an amendment to the Schedule 1 of the Securities (General) By-Laws 2015 and Schedule 1 of the Securities (Collective Investment Schemes) Bye-Laws 2023 (“the Fee Schedules”). The amendments to the Fee Schedulesseek to adjust fees that allows the Commission the capabilities to discharge its functions under Section 6 of the Securities Act 2012 (“the Act”). The Commission hereby provides notice that the draft Fee Schedules are now available for public comment. This amendment is being proposed under section 148 of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago. The Fee Schedules and accompanying discussion paper can be accessed via the Commission's website at the following link: https://www.ttsec.org.tt/public-consultation-amendments-to￾securities-general-bye-laws-and-cis-bye-laws/ Sincerely

Kester Guy Chief Executive Officer