Regulatory Alerts2019-05-02
Draft Policy Statement to Regulation 13-103 respecting System Replacement
The Canadian Securities Administrators issued this draft policy to provide guidance on the interpretation and application of Regulation 13-103 respecting System Replacement for jurisdictions other than Québec. It outlines the phased implementation of the Renewed System, specifying which issuer documents, applications, and pre-filings are currently required to be transmitted through the new platform versus existing methods. The document further clarifies operational details including fee payments, filing timing, official copy requirements, and procedures for managing public access and confidentiality of transmitted documents.
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