Regulatory Alerts2024-08-31
Policy Statement to Regulation 81-102 Respecting Investment Funds
The Canadian securities regulatory authorities issued this policy statement to provide interpretive guidance and compliance recommendations for Regulation 81-102 respecting Investment Funds. The document clarifies the definitions of key terms including alternative mutual funds, fundamental investment objectives, hedging, and sales communications to ensure consistent regulatory application. It further outlines specific requirements for electronic transmission of documents via SEDAR+ and details exemptions for cleared specified derivatives to facilitate compliance with international clearing standards.
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