Regulatory Alerts2023-06-09
Regulation 41-101 respecting General Prospectus Requirements
The securities regulatory authorities in Canada have enacted Regulation 41-101 to establish uniform general prospectus requirements under the Securities Act. The regulation defines key terms such as accredited investor, junior issuer, and restricted security to standardize the interpretation of prospectus filing obligations. It sets forth specific structural and content requirements for long form, short form, and ETF facts documents to ensure adequate disclosure to investors.
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