Regulatory Alerts2023-06-01
Amendments to Policy Statement to Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
Canadian securities regulators amended Policy Statement to Regulation 81-101 to align mutual fund prospectus disclosure requirements with the phased implementation of the System for Electronic Data Analysis and Retrieval + (SEDAR+). The changes clarify the distinction between documents filed on the public record and those merely delivered, mandating electronic transmission via SEDAR+ for most jurisdictions except Québec. Specific references to the legacy SEDAR system were replaced with SEDAR+ to ensure compliance with Regulation 13-103 regarding electronic data submission.
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