Regulatory Alerts2018-03-31
FSB Position Paper and Guidelines on Personal Account Trading
The South African Financial Services Board, in cooperation with the South African Reserve Bank, issues regulatory guidelines and a position paper governing Personal Account trading for employees of financial market participants. The document establishes strict rules to mitigate conflicts of interest and defines permissible trading activities for staff within regulated entities. These consolidated standards apply to all self-administered pension funds and align with parallel banking regulations to ensure uniform market integrity.
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