Regulatory Alerts2023-07-18 | 2023-15056Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants
The Commodity Futures Trading Commission issued an Advance Notice of Proposed Rulemaking seeking public comment on potential amendments to risk management program regulations for swap dealers, major swap participants, and futures commission merchants. The Commission aims to address identified issues regarding governance structures, the specific risks that must be monitored, and the inefficiencies in current periodic risk exposure reporting requirements. Information gathered from this notice will inform future regulatory actions to enhance the robustness and operational relevance of these risk management frameworks.
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