Regulatory Alerts2023-06-01
Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
The Canadian Securities Administrators amended the Policy Statement to Regulation 45-106 to mandate electronic transmission of documents to regulators via the System for Electronic Data Analysis and Retrieval (SEDAR+). The new section 2.1.01 requires all reports, forms, and notices to be filed electronically through SEDAR+, excluding jurisdictions in Québec, in accordance with Regulation 13-103. Additionally, section 5.1 was updated to require that Form 45-106F1 be filed in all CSA jurisdictions using the specific templates and manner prescribed by SEDAR+.
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