Regulatory Alerts2011-05-09
Conasev Resolution No. 033-2011
Conasev issued Resolution No. 033-2011 to approve comprehensive standards for preventing money laundering and terrorist financing within the securities market. The regulation mandates compliance measures for financial institutions and market participants, aligning domestic practices with international anti-money laundering frameworks. Officially published in El Peruano on May 22, 2011, the resolution establishes binding guidelines that govern risk assessment, reporting obligations, and internal controls for securities entities.
Conasev Resolution No. 033-2011 May 9, 2011 Approval of Standards for the Prevention of Money Laundering and Terrorist Financing (Published on May 22, 2011 in El Peruano)
This regulation belongs to the compendium Sectoral Regulation of the Securities Market on Money Laundering and Terrorist Financing (LAFT) Prevention document DOC 261.6 KB Download