Regulatory Alerts2011-05-09
Conasev Resolution No. 033-2011
Conasev issued Resolution No. 033-2011 to approve comprehensive standards for preventing money laundering and terrorist financing within the securities market. The regulation mandates compliance measures for financial institutions and market participants, aligning domestic practices with international anti-money laundering frameworks. Officially published in El Peruano on May 22, 2011, the resolution establishes binding guidelines that govern risk assessment, reporting obligations, and internal controls for securities entities.
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