Regulatory Alerts2020-05-04 | 2020-08496Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR
The Commodity Futures Trading Commission proposes amendments to Form CPO-PQR to eliminate most pool-specific reporting requirements in Schedules B and C while updating Schedule A to request Legal Entity Identifiers. The proposal allows Commodity Pool Operators to file the National Futures Association Form PQR in lieu of the revised CFTC form and ceases to accept Form PF filings as a substitute. These changes aim to reduce data collection burdens for market participants while focusing regulatory oversight on data elements that support the Commission's use of other data streams.
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