Regulatory Alerts2025-12-02 | RG-197RG 197 Warrants: Out-of-use Notices (Withdrawn)
The Australian Securities and Investments Commission (ASIC) has withdrawn Regulatory Guide 197 concerning out-of-use notices for warrants. Market participants must now adhere to the disclosure and compliance obligations detailed in Regulatory Guide 168 regarding Product Disclosure Statements. This consolidation ensures that all relevant regulatory guidance aligns with current legislative requirements and centralizes compliance expectations under a single framework.
This regulatory guide has been withdrawn (refer: ASIC updates guidance on Product Disclosure Statements )
See now Regulatory Guide 168 Product Disclosure Statements: Disclosure and other obligations ( RG 168 ).
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