Regulatory Alerts2016-08-30
Mrs. Oge C. Ottiwu – Illegal Capital Market Activities
The Securities and Exchange Commission has declared that Mrs. Oge C. Ottiwu is conducting unregistered capital market activities in Anambra State, violating Section 38(1) of the Investments and Securities Act. The regulatory body mandates that all capital market professionals must obtain prior registration before engaging in securities business. Consequently, the public is warned that any transactions with Mrs. Ottiwu are undertaken at their own risk due to her unregistered status.
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