Regulatory Alerts2023-06-01
Amendments to Policy Statement 11-206 Respecting Process for Cease to be a Reporting Issuer Applications
Canadian securities regulators amended Policy Statement 11-206 to align the cease-to-be-a-reporting-issuer application process with the System for Electronic Data Analysis and Retrieval+ (SEDAR+). The updates mandate electronic transmission of documents to regulators outside Québec and clarify filing procedures for passport and dual applications. Additionally, the amendments remove outdated references to pre-filing letters and repeal obsolete sections to streamline regulatory compliance.
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