2022-12-21

Decision on the Amendment of the Decision on Reporting Obligations for Debt Financial Instruments Concluded Outside Regulated Markets or MTFs

The Croatian Financial Services Agency (HANFE) issued this Decision on 21 December 2022 to amend the reporting obligations for debt financial instruments traded outside regulated markets or MTFs. The amendment updates specific numerical designations in Article 1, revises the asset, revenue, and capital thresholds for legal entities in point 11 of Article 2, and clarifies the definition of a Consolidated Trade Repository (CTP) in point 9. The revised rules take effect on 1 January 2023 following publication on the HANFE website.

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The Croatian Financial Services Agency (HANFE), pursuant to Article 13 and Article 15(1) of the Act on the Croatian Financial Services Agency (Official Gazette Nos. 140/05 and 12/12), at a meeting of the Governing Board held on 21 December 2022, adopted the Decision on the Amendment of the Decision on Reporting Obligations for Transactions in Debt Financial Instruments Concluded Outside Regulated Markets or MTFs Article 1. In the Decision on Reporting Obligations for Transactions in Debt Financial Instruments Concluded Outside Regulated Markets or MTFs (CLASS: 011-02/18-01/04, REG. NO.: 326-01-770-18-01 of 26 July 2018), in Article 1, following the numerical designation 65/1018, the numerical designations 17/2020 and 83/2021 are added. In point 3, the number “144.” is replaced by the number “130”. In point 5, the number “73.” is replaced by the number “64”. In point 8, the number “87.” is replaced by the number “80.” Point No. 9 is amended and reads: “9. CTP is the provider of consolidated trading data as defined in Article 2(1)(35) of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance) (L 173, 12.6.2014, p. 84).” Article 2. In Article 2(2), point 11 is amended and reads: “11. a legal entity that, in relation to the preceding financial year, meets at least two of the following criteria: a) total assets amount to at least EUR 20,000,000.00 b) net revenue amounts to at least EUR 40,000,000.00 and c) capital amounts to at least EUR 2,000,000.00.” Article 3. (1) This Decision shall be published on the HANFE website and shall enter into force on 1 January 2023. CLASS: 011-01/22-01/07 REG. NO.: 326-01-70-72-22-1 Zagreb, 21 December 2022. CHAIRMAN OF THE GOVERNING BOARD Dr. Sci. Ante Žigman