Regulatory Alerts2021-07-28
Draft Regulation to Amend Regulation 45-102 Respecting Resale of Securities
The securities regulator amends Regulation 45-102 respecting the resale of securities to introduce the Listed Issuer Financing Exemption. This change modifies Appendix E by inserting section 5A.2 into the list of exemptions available for specific resale circumstances. The regulation is designed to facilitate capital raising for listed issuers through a new exemption framework.
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