Regulatory Alerts2021-10-07
Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
The regulator amends Regulation 81-101 to modify personal information form requirements for mutual fund directors, executive officers, and promoters. The changes introduce exemptions allowing mutual funds to omit these forms if the individuals have already submitted Form 33-109F4 under Regulation 33-109. These amendments come into force on January 5, 2022, with a specific filing-based effective date provision for Saskatchewan.
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