Regulatory Alerts2021-10-07
Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
The regulator amends Regulation 41-101 to expand the scope of personal information forms required for directors, executive officers, and promoters of issuers. The amendment introduces an exemption allowing investment funds to rely on Form 33-109F4 instead of submitting duplicate personal information forms for these individuals. These changes come into force on January 5, 2022, with a specific filing-based effective date provision for Saskatchewan.
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