2026-04-30

Added · Updated

General Supervision of Entities Superintendent Resolution No. 079-2026-SMV/10.2

Macrocapitales Sociedad Administradora de Fondos S.A. is authorized to appoint a part-time compliance officer instead of a full-time dedicated officer, in accordance with Article 22 of the Anti-Money Laundering and Terrorist Financing Regulations. This exemption was granted following a positive opinion from the Financial Intelligence Unit of Peru (UIF-Peru) and verification that the entity met all administrative and regulatory requirements. The resolution mandates the publication of this decision on the Securities Market Superintendence portal and its transmission to the authorized entity and the financial intelligence unit.

Superintendencia del Mercado de Valores (Peru) logo

Peru

Superintendencia del Mercado de Valores (Peru)

Click to view thumbnail

PERÚ Ministry of Economy and Finance

SMV Securities Market Superintendence "Decade of Equality of Opportunities for Women and Men" "Year of Hope and Strengthening of Democracy" Page 1 of 2 Electronically signed document within the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml

General Supervision of Entities Superintendent Resolution No. 079-2026-SMV/10.2 Lima, April 30, 2026

The General Superintendent of Entity Supervision

HAVING SEEN:

File No. 2025056002 initiated by Macrocapitales Fondo Administrador Society S.A. as well as Report No. 636-2026-SMV/10.2 of the General Supervision of Entities Intendancy of the Securities Market Superintendence;

CONSIDERING:

That, through CONASEV Resolution No. 103-2010-EF/94.01.1 of October 18, 2010, the operation of Macrocapitales Fondo Administrador Society S.A. was authorized to act as an investment fund administrator society;

That, Article 22 of the Rules for the Prevention of Money Laundering and/or Terrorist Financing, approved by Conasev Resolution No. 033-2011-EF/94.01.1 and its amendments, established the procedure and requirements for the approval of the request to exclude the obligation to designate a dedicated compliance officer;

That, through various writings submitted until February 11, 2026, Macrocapitales Fondo Administrador Society S.A. requested the Securities Market Superintendence to exclude the obligation to designate a dedicated compliance officer;

That, through Letter No. 24077-2026-SBS received on April 23, 2026, the Financial Intelligence Unit of Peru (UIF-Peru) granted its approval to the request made by Macrocapitales Fondo Administrador Society S.A.;

That, from the evaluation of the documentation presented, it has been determined that Macrocapitales Fondo Administrador Society S.A. has complied with: (i) what is established in Article 22 of the Rules for the Prevention of Money Laundering and Terrorist Financing, approved by Conasev Resolution No. 033 2011-EF/94.01.1 and its amendments; (ii) the Single Text of Administrative Procedures of the Securities Market Superintendence, approved by Supreme Decree No. 115-2025-EF, in order to obtain the authorization for the exclusion of

PERÚ Ministry of Economy and Finance

SMV Securities Market Superintendence "Decade of Equality of Opportunities for Women and Men" "Year of Hope and Strengthening of Democracy" Page 2 of 2 Electronically signed document within the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml

the obligation to designate a dedicated compliance officer, as developed in Report No. 636-2026-SMV/10.2; and,

Being in accordance with what is established in Article 38, numeral 13A, of the Regulation of Organization and Functions of the Securities Market Superintendence, approved by Supreme Decree No. 216-2011-EF and its amendments.

RESOLVES:

Article 1.- Authorize Macrocapitales Fondo Administrador Society S.A. to have a part-time compliance officer.

Article 2.- Order the dissemination of this resolution on the Portal of the Securities Market of the Securities Market Superintendence (www.gob.pe/smv ).

Article 3.- Transcribe this resolution to Macrocapitales Fondo Administrador Society S.A. and to the Financial Intelligence Unit of Peru (UIF-Peru).

Register, communicate and publish.

Armando Manco Manco General Superintendent General Supervision of Entities Intendancy

More like this from SMV

SMV published 15 documents in the last 30 days. We email you each new one the day it's published.

Share