Guidelines on Applications for Approval of Arrangements under Regulation 32CB of the Financial Advisers Regulations (Rg 2) [FAA-G16]

Guidelines

Last Revised Date: 01 August 2019

Guidelines on Applications for Approval of Arrangements under Regulation 32CB of the Financial Advisers Regulations (Rg 2) [FAA-G16]

Guidance on the assessment criteria and application procedures for approval of arrangements under Regulation 32CB and the MAS’ supervisory expectations in relation to approved arrangements under the ACMF Professional Mobility Framework.

Licensing, Authorisation and Registration

Exemptions

Applies to:

Licensed Financial Adviser

,

Exempt Financial Adviser

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Guidelines on Applications for Approval of Arrangements under Regulation 32CB of the Financial Advisers Regulations (Rg 2) [FAA-G16]

(317.9 KB)

These Guidelines are issued pursuant to section 64 of the Financial Advisers Act (Cap. 110) [“the Act”] to provide guidance on an application for approval of an arrangement under regulation 32CB of the Financial Advisers Regulations (Rg 2) [“Regulation 32CB”].

These Guidelines set out the Monetary Authority of Singapore [“the Authority”]’s assessment criteria and application procedures for approval of arrangements under Regulation 32CB and the Authority’s supervisory expectation in relation to approved arrangements.

Additional information:

Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework (1.45 MB)

Application Form for

Arrangements u nder Regulation 32CB of the Financial Advisers Regulations

(134.1 KB)

Sets out the licensing, financial and business conduct requirements for financial advisers.

Governs the regulation of financial advisers in Singapore, including their representatives and supervisors.