Regulatory Alerts2020-09-10
Added · Updated
Guidelines on Individual Accountability and Conduct
The document provides guidance on five high-level outcomes that financial institutions should achieve to promote the accountability of senior managers, strengthen oversight over material risk personnel, and reinforce conduct standards among all employees.
Guidelines
Published Date: 10 September 2020
Guidelines on Individual Accountability and Conduct
Guidance on the five high level outcomes that financial institutions should achieve to promote the accountability of senior managers, strengthen oversight over material risk personnel, and reinforce conduct standards among all employees.
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Guidelines on Individual Accountability and Conduct
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Infographic on Guidelines on Individual Accountability and Conduct (261.8 KB)
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