Regulatory Alerts2022-11-04
Added
Guidelines to Notice SFA04-N16 on Execution of Customers' Orders
The Monetary Authority of Singapore issued these guidelines to provide guidance on Notice SFA04-N16 regarding the execution of customers' orders. The document applies to Capital markets services licensees, banks, merchant banks, and finance companies conducting regulated activities under the Securities and Futures Act. It requires these entities to establish policies and procedures to place and execute customer orders on the best available terms to ensure fair outcomes.
Topics
Share