Regulatory Alerts2021-06-16
Added · Updated
IFR/IFD – Disclosure
De Nederlandsche Bank (DNB) will not require investment firms to disclose their Internal Capital Adequacy Assessment Process (ICAAP) results or Supervisory Review and Evaluation Process (SREP) results under Article 50(b) of the IFR. This decision considers the supervisory discretion granted by the article and potential side effects of mandatory disclosure. DNB retains the authority to require such disclosure in specific individual cases.
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Question:
Will DNB require investment firms on the basis of Article 50, under b, of the IFR to disclose the results of the ICAAP, including the composition of ancillary own funds based on the SREP?
Published: 16 June 2021
Answer:
In view of the aim of the supervisory discretion of Article 50, under b, of the IFR and the possible side-effects of its application, we do not intend to require investment firms to disclose their ICAAP and SREP results. We retain the power to require the disclosure of ICAAP and SREP results in specific cases.
Base law
IFR/IFD (Refers to an external site)
IFD (Refers to an external site)
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