Regulatory Alerts2020-09-03
Added
Notice on Execution of Customers' Orders
The Monetary Authority of Singapore issued Notice SFA 04-N16 to regulate capital markets intermediaries regarding the execution of customer orders. The notice requires intermediaries to establish and implement written policies and procedures commensurate with their business complexity to ensure orders are executed on the best available terms and in the order of receipt. This regulatory framework applies to licensed entities and exempt persons dealing in capital markets products or managing funds, taking effect on 03 March 2022.
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