Official Letter Modifying the Authorization for Aserta Seguros Vida, S.A. de C.V. to Organize, Operate, and Function as an Insurance Institution

DOF: 10/02/2023

OFFICIAL LETTER modifying the authorization to organize, operate, and function as an insurance institution, granted to Aserta Seguros Vida, S.A. de C.V.

At the margin, a seal with the National Coat of Arms, which reads: United Mexican States.- TREASURY.- Ministry of Finance and Public Credit.- National Insurance and Sureties Commission.- Presidency.- File:

C00.411.3S.2-S0118"22".- Official Letter No. 06-C00-41100-11722/2022.- Legal Vice Presidency.- General Directorate of Legal Advisory and Intermediaries.

ASERTA SEGUROS VIDA, S.A. DE C.V.,

(Before Aserta Seguros Vida, S.A. de C.V., Grupo Financiero Aserta)

Periférico Sur 4829, Floor 7, Office 704

Parque del Pedregal Neighborhood

Tlalpan Borough

C.P. 14010, Mexico City

SUBJECT:

The authorization to

organize, operate, and function as

an insurance institution, granted to

Aserta Seguros Vida, S.A. de C.V.,

Grupo Financiero Aserta, is modified.

The Federal Government, through the National Insurance and Sureties Commission, prior to the Agreement of its Board of Directors, based on articles 2, fraction I, 17, 26, and 31, fraction VIII, of the Organic Law of the Federal Public Administration; 2, section D, fraction III, 98-B, and 98-C of the Internal Regulations of the Ministry of Finance and Public Credit; 11, 366, fraction VIII, 367, fractions I and II, 369, fraction II, 370, last paragraph, 372, fraction XLI, and 373 of the Law of Insurance and Surety Institutions; as well as articles 4, fractions I and II, 6, and 9 of the Internal Regulations of the National Insurance and Sureties Commission,

issues these Resolutions in response to the following Background and Considerations:

BACKGROUND

FIRST.-

Aserta Seguros Vida, S.A. de C.V., Grupo Financiero Aserta, was authorized by the Ministry of Finance and Public Credit to organize and operate as an insurance institution, through Resolution 102-K-030 of May 22, 2012, published in the Official Gazette of the Federation on June 29, 2012. This authorization was last modified by the aforementioned Ministry through Official Letter No. 366-III-440/18 of December 17, 2018, published in the aforementioned Official Dissemination Organ on October 5, 2020.

SECOND.- By writings dated July 19, August 18, and October 5, 2022, José Manuel Campero Pardo, in his capacity as legal representative, requested the approval of this Commission to modify the first article of the corporate bylaws of that institution due to the change in its denomination, in order to cease being identified as part of Grupo Financiero Aserta; this, as a consequence of the merger between Controladora Aserta, S.A.P.I. de C.V., as the merging entity, with Grupo Financiero Aserta, S.A. de C.V., as the merged entity that ceased to exist, in terms of Official Letter No. 366-III-193/2022 of June 24, 2022, where it is recorded that the referenced merger was authorized by the Ministry of Finance and Public Credit.

THIRD.- By Official Letter 06-C00-41100-09550/2022 of October 20, 2022, this Commission approved the modification of the first article of the corporate bylaws of Aserta Seguros Vida, S.A. de C.V., Grupo Financiero Aserta, in terms of what was agreed upon in the extraordinary general meeting of shareholders held on July 18, 2022.

FOURTH.- By writing dated October 26, 2022, that insurance institution presented the original of the first testimony of public deed number 64,114 of October 24, 2022, granted before the notary of Lic. Emiliano Zubiría Maqueo, holder of Public Notary Office number 25 of Mexico City, in which the partial protocolization of the minutes of the extraordinary general meeting of shareholders held on July 18, 2022, is recorded, where the change of denomination was approved.

FIFTH.- By Official Letter 06-C00-41100-10436/2022 of November 18, 2022, this Commission received said public deed and ordered its registration in the corresponding Public Commerce Registry.

SIXTH.- The Board of Directors of this Commission in its Session 231 of December 13, 2022, taking into consideration the favorable opinion issued by the Authorizations Committee, agreed as follows:

" UNIQUE .-

The authorization granted to Aserta Seguros Vida, S.A. de C.V.,

Grupo Financiero Aserta, is MODIFIED, in order to reflect the reform made to its denomination;

as well as to update the reference to its share capital, as described below:

·

Eliminate from its denomination the words " Grupo Financiero Aserta " , leaving

said denomination as Aserta Seguros Vida, S.A. de C.V.

·

Modify what relates to the amount of the share capital that this institution has,

in order to state that its capital must be expressed in Investment Units and

be paid in national currency as ordered by article 49, first paragraph,

of the Law of Insurance and Surety Institutions.

" Based on articles 11 and 369, fraction II, of the LISF " .

Once the above has been stated, and

CONSIDERING

FIRST.- That article 369, fraction II, of the Law of Insurance and Surety Institutions provides

that it is the competence of the Board of Directors of this Commission to modify the authorizations to organize,

operate, and function as an insurance institution.

SECOND.- That in accordance with what is stated in Background Six of this Official Letter, the Board

of Directors of this Commission in its Session 231 of December 13, 2022, agreed to modify the authorization

granted to that insurance institution.

In view of the above, the following are issued:

RESOLUTIONS

FIRST.- The preamble, as well as articles one, three, base I and II subsection a), and four

of the authorization granted to Aserta Seguros Vida, S.A. de C.V., Grupo Financiero Aserta (now Aserta

Seguros Vida, S.A. de C.V.), to organize, operate, and function as an insurance institution, are modified, to read as follows:

" AUTHORIZATION GRANTED BY THE FEDERAL GOVERNMENT TO ASERTA SEGUROS

VIDA, S.A. DE C.V., TO ORGANIZE, OPERATE, AND FUNCTION AS

AN INSURANCE INSTITUTION IN THE FOLLOWING TERMS:

" ARTICLE ONE.- In exercise of the power conferred by article 5 of the repealed

General Law of Insurance and Mutual Insurance Companies to the Ministry of

Finance and Public Credit, and which from April 4, 2015, is conferred by article 11

of the Law of Insurance and Surety Institutions to the National Insurance and Sureties

Commission, Aserta Seguros Vida, S.A. de C.V., is authorized to organize, operate

and

function as an insurance institution.

" ...

" ARTICLE THREE.- The insurance institution shall be subject to the provisions of

the

Law of Insurance and Surety Institutions, as well as those derived from it, to the General Law of Commercial Companies, to the other laws applicable to it and, in particular, to the following bases:

" I.- Its denomination shall be Aserta Seguros Vida, followed by the words Sociedad

Anónima de Capital Variable or its abbreviations, S.A. de C.V.

" II.- ...

a)

Aserta Seguros Vida, S.A. de C.V., must have the minimum paid capital

determined for the year in question, for each operation or line of business authorized to it,

expressed in Investment Units and which must be paid in national

currency as ordered by article 49, first paragraph, of the Law of

Insurance and Surety Institutions.

b)

...

" III.- ...

" ARTICLE FOUR.- The insurance institution shall be subject to inspection and

supervision by the National Insurance and Sureties Commission, in accordance with what is provided

in article 382 of the Law of Insurance and Surety Institutions.

" ARTICLE FIVE.- ... " .

SECOND.- The authorization granted to Aserta Seguros Vida, S.A. de C.V., to organize, operate,

and function as an insurance institution, after the modification indicated in the previous Resolutive, remains

entirely in the following terms:

" AUTHORIZATION GRANTED BY THE FEDERAL GOVERNMENT TO ASERTA SEGUROS

VIDA, S.A. DE C.V., TO ORGANIZE, OPERATE, AND FUNCTION AS

AN INSURANCE INSTITUTION IN THE FOLLOWING TERMS:

" ARTICLE ONE.- In exercise of the power conferred by article 5 of the repealed

General Law of Insurance and Mutual Insurance Companies to the Ministry of

Finance and Public Credit, and which from April 4, 2015, is conferred by article 11

of the Law of Insurance and Surety Institutions to the National Insurance and Sureties

Commission, Aserta Seguros Vida, S.A. de C.V., is authorized to organize, operate

and

function as an insurance institution.

" ARTICLE TWO.- The insurance institution referred to in this

resolution is authorized to practice the operation of life insurance, as well as the

operation of accidents and illnesses, in the lines of personal accidents and

medical expenses.

" ARTICLE THREE.- The insurance institution shall be subject to the Law of Insurance

and Surety Institutions, as well as to the general provisions derived from it, to the General Law

of Commercial Companies, to the other laws

applicable to it and, in particular, to the following bases:

" I.- Its denomination shall be Aserta Seguros Vida, followed by the words Sociedad

Anónima de Capital Variable or its abbreviations, S.A. de C.V.

" II.- Its share capital shall be variable according to the following:

a)

Aserta Seguros Vida, S.A. de C.V., must have the minimum paid capital that

is determined for the year in question, for each operation or line of business authorized to it,

expressed in Investment Units and which must be paid in national currency as

ordered by article 49, first paragraph, of the Law of Insurance

and

Surety Institutions.

b)

The variable capital with withdrawal rights in no case may exceed the paid

capital without withdrawal rights.

" III.- Its corporate domicile shall be Mexico City.

" ARTICLE FOUR.- The insurance institution shall be subject to inspection and

supervision by the National Insurance and Sureties Commission, in accordance with what is provided

in article 382 of the Law of Insurance and Surety Institutions.

" ARTICLE FIVE.- By its very nature, this authorization is non-transferable. "

THIRD.- This official letter must be published in the Official Gazette of the Federation and in two newspapers of

wide circulation in the corporate domicile of the institution, within one hundred and twenty days following the date of

notification to Aserta Seguros Vida, S.A. de C.V., in terms of what is established in article 11 of the

Law of

Insurance and Surety Institutions, at the expense of the interested parties.

This is issued based on the information provided by the petitioner contained in the

writings sent and is limited exclusively to the modification of the authorization granted to Aserta Seguros

Vida, S.A. de C.V., in the terms described which, in accordance with the applicable provisions, it is the

competence of this Commission to resolve, and does not prejudge any act that said company carries out and which implies

the prior authorization or approval of other financial, administrative, tax, or any other

authorities, in terms of current regulations, nor does it validate the legality or validity of the same in case

such authorizations or approvals are not obtained.

Respectfully,

Mexico City, December 13, 2022. - The

President of the National

Insurance and

Sureties Commission, Ricardo Ernesto Ochoa Rodríguez.- Signature.

(R.- 531840)

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