Official Letter No. 349-B-129 Authorizing the CNBV to Collect 20 Fees for Service Provision

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DOF: 22/06/2026

OFFICIAL LETTER No. 349-B-129 through which the Unit of Non-Tax and Hydrocarbon Revenue Policy of the Undersecretariat of Revenues of the Secretariat of Finance and Public Credit authorizes the National Banking and Securities Commission to collect, under the legal nature of revenues, 20 revenues for the concept of Service Provision.

At the margin, a seal with the National Coat of Arms, which says: United Mexican States.- Finance.- Secretariat of Finance and Public Credit.- Undersecretariat of Revenues.- Unit of Non-Tax and Hydrocarbon Revenue Policy.- Official Letter No. 349-B-129.

MTRO.

JOSÉ

ALMARAZ

HERNÁNDEZ

Director

of

Programming,

Budget

and

Material

Resources

Secretariat

of

Finance

and

Public

Credit

Av.

Insurgentes

Sur

1971,

Col.

Guadalupe

Inn,

C.P.

01020,

Present

I refer to the request identified with the request letter 411-2/119/2026, folio number 17, process number 697300, managed through the DEPAMIN application module, through which authorization for 20 revenues for the concept of Service Provision is requested.

Regarding the matter, I inform you that this Secretariat, based on articles 31, fraction XI of the Organic Law of the Federal Public Administration, 17, fraction XXI of the Internal Regulations of the Secretariat of Finance and Public Credit in force, 3° of the Federal Tax Code, 13 of the Revenue Law of the Federation for the Fiscal Year 2026, and considering that the proposed amounts were determined based on the total cost of the good or service, in accordance with the information attached to the present request, authorizes the National Banking and Securities Commission to collect, under the legal nature of revenues, 20 revenues described in the table attached to the cited folio.

In accordance with article 16 of the Revenue Law of the Federation for the Fiscal Year 2026, the revenues generated by the concepts authorized through this instrument must be concentrated in the Treasury of the Federation, through the offices authorized by this Secretariat, through the electronic payment system approved by the Tax Administration Service, under the reference keys assigned by the competent administrative body.

Respectfully

Mexico City, April 29, 2026 . -

By instruction of the Head of the Unit of Non-Tax and Hydrocarbon Revenue Policy, based on articles 4°, last paragraph and 8°, fraction VII of the Internal Regulations of the Secretariat of Finance and Public Credit, the General Director of the Unit of Non-Tax and Hydrocarbon Revenue Policy, Roberto Carlos Ordoñez Flores, signs. - Electronically signed.

No.

Concept

Amount

1

Study and processing of the request for authorization and, if applicable, authorization to carry out some activity through Novel Models for legal entities constituted in accordance with Mexican commercial legislation, other than ITFs, financial entities, and other subjects supervised by a supervisory commission or by the Bank of Mexico.

Fixed Fee: $36,706.00

The payment of the revenue must be made prior to the provision of the services.

2

Study and processing of the request for authorization and, if applicable, authorization for the organization and operation of electronic payment fund institutions.

Fixed Fee: $36,706.00

The payment of the revenue must be made prior to the provision of the services.

3

Inspection and supervision of Crowdfunding Financing Institutions, understood for such purposes as entities that have authorization to organize and operate as such in terms of the Law to Regulate Financial Technology Institutions.

Fixed Fee: $38,197.00

The fee must be paid starting from the next business day after obtaining authorization from the National Banking and Securities Commission.

Entities must pay the annual revenues determined for their account in twelve installments, which they will remit by the first business day of each month at the latest. Without prejudice to the foregoing, said entities or subjects may pay the aforementioned fees during the first quarter of the corresponding fiscal year, in which case they will be reduced by 5 percent.

In case of merger, the fee must be paid by the merging entity or the new entity until the end of the fiscal year in which this event occurs.

4

Inspection and supervision of Electronic Payment Fund Institutions, understood for such purposes as entities that have authorization to organize and operate as such in terms of the Law to Regulate Financial Technology Institutions.

Fixed Fee: $38,197.00

The fee must be paid starting from the next business day after obtaining authorization from the National Banking and Securities Commission.

Entities must pay the annual revenues determined for their account in twelve installments, which they will remit by the first business day of each month at the latest. Without prejudice to the foregoing, said entities or subjects may pay the aforementioned fees during the first quarter of the corresponding fiscal year, in which case they will be reduced by 5 percent.

In case of merger, the fee must be paid by the merging entity or the new entity until the end of the fiscal year in which this event occurs.

5

Study and Processing of the request for authorization for the creation of electronic negotiation mechanisms for shares of investment funds.

Fixed Fee: $39,383.00

The payment of the revenue must be made prior to the provision of the services.

6

Authorization for the creation of electronic negotiation mechanisms for shares of investment funds.

Fixed Fee: $404,996.00

The payment of the revenue must be made prior to the provision of the services.

7

Inspection and Supervision of Regulated Multiple-Objective Financial Societies that maintain patrimonial links with savings and loan cooperative societies with Operation Levels I to IV, in terms of the General Law of Organizations and Auxiliary Credit Activities.

They must pay annually the result of the sum of the following amounts:

a)

The result of multiplying 0.10000 per thousand, by the value of their total liabilities.

b)

The result of multiplying 0.25000 per thousand, by the value of their overdue credit portfolio.

c)

The result of multiplying 0.00800 per thousand, by the value of their total credit portfolio minus preventive estimates for credit risks.

The resulting fee in no case may be less than: $ 38,197.00

To determine the amounts, the monthly average of the data or figures of the variables to be applied, corresponding to the period between the months of August of the immediate previous fiscal year of the year in which the calculation is made and the eleven months prior to it, must be used. In their case, the most recent information available to the National Banking and Securities Commission will be used.

The fee must be paid starting from the next business day after obtaining authorization from the National Banking and Securities Commission.

Financial entities must pay the annual revenues determined for their account in twelve installments, which they will remit by the first business day of each month at the latest. Without prejudice to the foregoing, said entities or subjects may pay the aforementioned fees during the first quarter of the corresponding fiscal year, in which case they will be reduced by 5 percent.

In case of merger, the fee must be paid by the merging entity or the new entity until the end of the fiscal year in which this event occurs.

8

Inspection and supervision of Regulated Multiple-Objective Financial Societies that maintain patrimonial links with popular financial societies with Operation Levels I to IV or with community financial societies with Operation Levels I to IV, in terms of the General Law of Organizations and Auxiliary Credit Activities.

They must pay annually the result of the sum of the following amounts:

a)

The result of multiplying 0.10000 per thousand, by the value of their total liabilities.

b)

The result of multiplying 0.25000 per thousand, by the value of their overdue credit portfolio.

c)

The result of multiplying 0.00800 per thousand, by the value of their total credit portfolio minus preventive estimates for credit risks.

The resulting fee in no case may be less than: $ 38,197.00

To determine the amounts, the monthly average of the data or figures of the variables to be applied, corresponding to the period between the months of August of the immediate previous fiscal year of the year in which the calculation is made and the eleven months prior to it, must be used. In their case, the most recent information available to the National Banking and Securities Commission will be used.

The fee must be paid starting from the next business day after obtaining authorization from the National Banking and Securities Commission.

Financial entities and legal entities must pay the annual revenues determined for their account in twelve installments, which they will remit by the first business day of each month at the latest. Without prejudice to the foregoing, said entities or subjects may pay the aforementioned fees during the first quarter of the corresponding fiscal year, in which case they will be reduced by 5 percent.

In case of merger, the fee must be paid by the merging entity or the new entity until the end of the fiscal year in which this event occurs.

9

Inspection and supervision of Regulated Multiple-Objective Financial Societies that maintain patrimonial links with credit unions, in terms of the General Law of Organizations and Auxiliary Credit Activities.

They must pay annually the result of the sum of the following amounts:

a)

The result of multiplying 0.393000 per thousand, by the value of their total liabilities.

b)

The result of multiplying 0.243000 per thousand, by the value of their overdue credit portfolio.

c)

The result of multiplying 0.011650 per thousand, by the value of their total credit portfolio minus preventive estimates for credit risks.

The resulting fee in no case may be less than:

$ 351,669.00

To determine the amounts, the monthly average of the data or figures of the variables to be applied, corresponding to the period between the months of August of the immediate previous fiscal year of the year in which the calculation is made and the eleven months prior to it, must be used. In their case, the most recent information available to the National Banking and Securities Commission will be used.

The fee must be paid starting from the next business day after obtaining authorization from the National Banking and Securities Commission.

Financial entities and legal entities must pay the annual revenues determined for their account in twelve installments, which they will remit by the first business day of each month at the latest. Without prejudice to the foregoing, said entities or subjects may pay the aforementioned fees during the first quarter of the corresponding fiscal year, in which case they will be reduced by 5 percent.

In case of merger, the fee must be paid by the merging entity or the new entity until the end of the fiscal year in which this event occurs.

10

Inspection and supervision of Regulated Multiple-Objective Financial Societies that issue debt securities under their registration in the National Securities Registry, or that obtain the approval of the National Banking and Securities Commission in terms of the General Law of Organizations and Auxiliary Credit Activities, to adjust to the regulated entity regime, and in both cases do not have patrimonial links with credit institutions, with popular financial societies with Operation Levels I to IV, with community financial societies with Operation Levels I to IV, with savings and loan cooperative societies with Operation Levels I to IV or with credit unions.

They must pay annually the result of the sum of the following amounts:

a)

The result of multiplying 0.117840 per thousand, by the value of their total liabilities.

b)

The result of multiplying 0.051400 per thousand, by the value of their overdue credit portfolio.

c)

The result of multiplying 0.002982 per thousand, by the value of their total credit portfolio minus preventive estimates for credit risks.

The resulting fee in no case may be less

than: $ 219,793.00

To determine the amounts, the monthly average of the data or figures of the variables to be applied, corresponding to the period between the months of August of the immediate previous fiscal year of the year in which the calculation is made and the eleven months prior to it, must be used. In their case, the most recent information available to the National Banking and Securities Commission will be used.

The fee must be paid starting from the next business day after obtaining authorization from the National Banking and Securities Commission.

Financial entities and legal entities must pay the annual revenues determined for their account in twelve installments, which they will remit by the first business day of each month at the latest. Without prejudice to the foregoing, said entities or subjects may pay the aforementioned fees during the first quarter of the corresponding fiscal year, in which case they will be reduced by 5 percent.

In case of merger, the fee must be paid by the merging entity or the new entity until the end of the fiscal year in which this event occurs.

For the fiscal year 2026, the entities referred to instead of paying the revenue for the concept of inspection and supervision referred to in the preceding paragraph, may pay the fee that, in accordance with the authorization for the collection of revenues for the fiscal year of 2025, they had opted to pay for the aforementioned fiscal year, plus 5% of said fee, in which case the 5% discount will not be applicable when making the annual payment during the first quarter. In no case will the revenues to be paid for the fiscal year 2026 for the concept of inspection and supervision be less than the minimum fee established for this sector.

11

Inspection and supervision of Investment Advisors, understood for such purposes as natural or legal persons that have the registration to function as such, in terms of applicable legislation.

They must pay annually the fee resulting from adding amounts a) and b):

a).

The result of multiplying 0.040 per thousand, by the value of assets under management when these do not exceed $1,000 million pesos, or the result of multiplying 0.045 per thousand, by the value of assets under management when these are equivalent to the amount of $1,000.01 and up to $5,000 million pesos, or $ 366,531.00 if assets under management are greater than $5,000 million pesos.

The result in accordance with what is provided in this subsection in no case may be less than $ 39,916.00

b).

The result of multiplying $102 by the total number of clients to whom they provide services. To determine the value of assets under management, as well as the total number of clients, the monthly average of the data or figures of the variables to be applied, corresponding to the period between the months of August of the immediate previous fiscal year of the year in which the calculation is made and the eleven months prior to it, must be used. In their case, the most recent information available to the National Banking and Securities Commission will be used.

The fee must be paid starting from the next business day after obtaining authorization from the National Banking and Securities Commission.

Natural or legal persons must pay the annual revenues determined for their account in twelve installments, which they will remit by the first business day of each month at the latest. Without prejudice to the foregoing, said entities or subjects may pay the aforementioned fees during the first quarter of the corresponding fiscal year, in which case they will be reduced by 5 percent.

In case of merger, the fee must be paid by the merging entity or the new entity until the end of the fiscal year in which this event occurs.

12

Inspection and supervision of Sub-holding companies of financial groups, understood as such the Sub-holding companies provided for in the Law to Regulate Financial Groupings.

They must pay annually:

Fixed Fee: $197,412.00

The fee must be paid starting from the next business day after obtaining authorization from the National Banking and Securities Commission.

Financial entities must pay the annual revenues determined for their account in twelve installments, which they will remit by the first business day of each month at the latest. Without prejudice to the foregoing, said entities or subjects may pay the aforementioned fees during the first quarter of the corresponding fiscal year, in which case they will be reduced by 5 percent.

In case of merger, the fee must be paid by the merging entity or the new entity until the end of the fiscal year in which this event occurs.

13

and

14

Inspection and supervision of Participants in the Card Payment Network, who are considered as such in terms of the Law for Transparency and Financial Order and the provisions emanating from said Law.

Card Payment Network Participants who identify themselves as Aggregators and Specialized Companies must pay annually:

Fixed Fee: $48,843.00

Card Payment Network Participants who identify themselves as Issuers, Acquirers or Brand Owners must pay annually:

Fixed Fee: $84,928.00

When a Network Participant identifies with more than one figure and applies to both Payment Concept scenarios (13. Aggregator or Specialized Company; 14. Issuer, Acquirer or Brand Owner), only the Fee indicated in scenario 14. Issuer, Acquirer or Brand Owner shall be charged.

Fixed Fee: $84,928.00

The fee must be paid starting from the next business day after obtaining authorization from the National Banking and Securities Commission.

Financial entities must pay the annual revenues determined for their account in twelve installments, which they will remit by the first business day of each month at the latest. Without prejudice to the foregoing, said entities or subjects may pay the aforementioned fees during the first quarter of the corresponding fiscal year, in which case they will be reduced by 5 percent.

In case of merger, the fee must be paid by the merging entity or the new entity until the end of the fiscal year in which this event occurs.

15

Inspection and supervision of societies that administer systems electronic negotiation mechanisms for shares of investment funds or disclosure of information of investment funds.

They must pay annually:

Fixed Fee: $371,899.00

The fee must be paid starting from the next business day after obtaining authorization from the National Banking and Securities Commission.

Financial entities and persons must pay the annual revenues determined for their account in twelve installments, which they will remit by the first business day of each month at the latest. Without prejudice to the foregoing, said entities or subjects may pay the aforementioned fees during the first quarter of the corresponding fiscal year, in which case they will be reduced by 5 percent.

In case of merger, the fee must be paid by the merging entity or the new entity until the end of the fiscal year in which this event occurs.

16

Inspection and supervision of operating societies of investment funds, credit institutions, brokerage houses, insurance companies, credit auxiliary organizations, credit unions, regulated multiple-objective financial societies and exchange houses, that provide directly or indirectly, to investment funds, share distribution services.

Those that act as reference providers must pay annually:

Fixed Fee: $76,930.00

Those that act as integral providers must pay annually:

Fixed Fee: $153,856.00

The fee must be paid starting from the next business day after obtaining authorization from the National Banking and Securities Commission.

Financial entities and persons must pay the annual revenues determined for their account in twelve installments, which they will remit by the first business day of each month at the latest. Without prejudice to the foregoing, said entities or subjects may pay the aforementioned fees during the first quarter of the corresponding fiscal year, in which case they will be reduced by 5 percent.

In case of merger, the fee must be paid by the merging entity or the new entity until the end of the fiscal year in which this event occurs.

17

Inspection and supervision of operating societies of investment funds, that have authorization from the National Banking and Securities Commission to provide the service of valuation of shares of investment funds referred to in the Investment Funds Law.

They will pay the amount of $1,483.00 for each investment fund valued, without such fee being less than $63,100.00

The fee must be paid starting from the next business day after obtaining authorization from the National Banking and Securities Commission.

Financial entities and persons must pay the annual revenues determined for their account in twelve installments, which they will remit by the first business day of each month at the latest. Without prejudice to the foregoing, said entities or subjects may pay the aforementioned fees during the first quarter of the corresponding fiscal year, in which case they will be reduced by 5 percent.

In case of merger, the fee must be paid by the merging entity or the new entity until the end of the fiscal year in which this event occurs.

18

Study and processing of the request for authorization and,

in its case, authorization for the organization and

Operation of financing institutions

Collective.

Fixed Fee: $36,706.00

The payment of the revenue must be made prior to the provision of the services.

19

Inspection and supervision of Societies authorized to operate with novel models

understanding for such purposes, the legal entities constituted in accordance with Mexican commercial legislation, that have authorization to provide financial services through Novel Models in terms of the Law to Regulate Financial Technology Institutions.

Fixed Fee: $36,706.00

The fee must be covered from the next business day following the date the authorization is obtained before the National Banking and Securities Commission.

The entities must pay the annual revenues determined to their charge, in twelve installments, which they will remit no later than the first business day of each month. Without prejudice to the foregoing, said entities or subjects may pay the aforementioned fees during the first quarter of the corresponding fiscal year, in which case a 5 percent discount will be applied.

In the event of a merger, the fee must be covered by the merging entity or the newly created entity until the end of the fiscal year in which this event occurs.

20

For the study of the application and, if applicable, authorization for each registration to serve as Auditor-Manager of Controlling Societies

Fixed Fee: $3,005.00

The payment of the revenue must be made prior to the provision of the services.

The financial entities or societies indicated will not be obligated to pay revenues for the concept of inspection and supervision when for any act of the competent authority for this purpose, or for any other cause provided in the laws, they lose the status of supervised entity. The above will apply from the moment that the respective notification of the authority in question becomes final, or when the assumptions provided in the corresponding laws are met. In case that the administrative act to which this paragraph refers has been nullified by resolution of the competent authority for this purpose, the financial entities or societies cited must cover the fees that they had failed to pay in terms of the applicable dispositions. (R.- 577435)

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