Regulatory Alerts2016-01-06 | DOF 5422208Added · Updated
Resolution modifying the General Provisions applicable to investment funds and persons providing services to them
The National Banking and Securities Commission modifies Articles 80, 81, 82, and 84 and replaces Annex 8 of the General Provisions applicable to investment funds and service providers to align reporting requirements with the new Financial Information Standard D-3 on Employee Benefits. The resolution establishes specific periodicities for regulatory reports, requiring monthly submissions for variable income and debt instrument funds, and quarterly submissions for capital funds and operating societies, with annual reports due within 90 days of the fiscal year end. It mandates the use of the SITI system for electronic transmission and sets the effective date for the modified reports as January 1, 2016.
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DOF: 06/01/2016
RESOLUTION that modifies the General Provisions applicable to investment funds and to the persons who provide services to them
At the margin, a seal with the National Coat of Arms, which says: United Mexican States.- Ministry of Finance and Public Credit.- National Banking and Securities Commission.
The National Banking and Securities Commission, based on what is established in Article 80, first paragraph of the Investment Funds Law, as well as 4, fractions V, XXXVI and XXXVIII, 16, fraction I and 19 of the Law of the National Banking and Securities Commission, and
CONSIDERING
That the Mexican Council of Financial Information Standards, A.C., issued the new Financial Information Standard D-3 "Employee Benefits" (NIF D-3), which will enter into force on January 1, 2016 and will be mandatory for investment funds, investment fund operating companies, investment fund share distributing companies, financial entities that provide investment fund share distribution services and investment fund share valuation companies;
That NIF D-3 aims for said entities to recognize within their accounting records, among other things, the labor benefits that they have regarding their workers, in order to properly provision said liabilities, and
That as a result of the above, it is necessary to make adjustments to the reporting formats that such entities send to the National Banking and Securities Commission, as well as to make other clarifications in said formats and establish the deadlines in which they must be submitted, has resolved to issue the following:
RESOLUTION THAT MODIFIES THE GENERAL PROVISIONS APPLICABLE TO INVESTMENT FUNDS AND TO THE PERSONS WHO PROVIDE SERVICES TO THEM
SINGLE.-
Articles 80, 81, first paragraph, fractions II, sub-paragraphs a), first and third paragraphs, b), III, sub-paragraphs a), c) and d), IV, sub-paragraphs a) to c); 82, second paragraph and 84, first paragraph are REFORMED and Annex 8 of the "General Provisions applicable to investment funds and to the persons who provide services to them", published in the Official Gazette of the Federation on November 24, 2014 modified through Resolutions published in said Gazette on December 26, 2014, January 6 and 9, July 23, August 3, and September 1 and 18, 2015, are SUBSTITUTED, to read as follows:
TITLES FIRST to EIGHT . . .
Annexes 1 to 7
. . .
Annex 8
Regulatory reports.
Annexes 9 to 21
. . .
" Article 80 .- Investment funds, investment fund operating companies, investment fund share distributing companies, financial entities that provide investment fund share distribution services and investment fund share valuation companies, must provide the Commission, with the periodicity established in the following articles, the financial information indicated in Annex 8 of these provisions, which is identified with the series and types of reports listed below:
Series R01
Minimum Catalog
A-0111
Minimum Catalog (CO-CM)
Series R03
Investments in securities, repo operations and lending and financial derivative instruments
B-0321
Breakdown of securities acquired in repo (CO-RE)
B-0322
Securities lending (CO-PR)
B-0323
Operations with financial derivative instruments (CO-DE)
E-0351
Purchase-sale operations of assets subject to investment (CO-CV)
J-0311
Investment portfolio (CO-CA)
J-0312
Provision of accrued interest on securities (CO-IN)
J-0313
Collateral control (CO-GA)
Series R13
Financial statements
A-1311
Statement of changes in equity/Statement of changes in capital (CO-CC)
A-1316
Statement of cash flows (CO-FE)
B-1321
General balance sheet/Statement of financial position (CO-BR[1])
B-1322
Statement of results/Statement of comprehensive income (CO-BR[2])
C-1331
Investment portfolio valuation statement (CO-VC)
Series R14
Reports on the valuation price of the investment fund shares
B-1421
Determination of the updated valuation price of the shares representing the social capital of investment funds (VA-PR)
B-1422
Prices and purchase-sale operations of investment fund shares (VA-AC)
C-1431
Investment parameters (RI-VA[3])
D-1441
Information by type of investor (IN-TI)
D-1442
General data of the capital investment fund and its promoted companies (IN-PR)
D-1443
Shareholding and corporate structure (IN-AC)
Series R24
Reports of information to the investing public
F-2461
Investment fund information for the investing public (IP-IN)
F-2462
Investment fund information for the investing public by series (IP-CL)
F-2463
Commissions and remuneration for the provision of services (IP-CO)
The companies referred to in this article will require prior authorization from the Commission for the opening of new concepts or levels that are not contemplated in the corresponding series, exclusively for the sending of information of the new operations authorized to them under the relevant legislation, for which they will request said authorization through a free-form letter within fifteen business days following the authorization of the operations in question. Likewise, in the event that changes in the applicable regulations require establishing concepts or levels additional to those provided for in these provisions, the Commission will inform the companies in question of the opening of the respective new concepts or levels.
In the two cases provided for in the previous paragraph, the Commission, through SITI, will notify the referred companies of the registration and sending mechanism of the corresponding information.
Article 81 .- Investment funds, investment fund operating companies, investment fund share distributing companies, financial entities that provide investment fund share distribution services and investment fund share valuation companies will present to the Commission the information referred to in the previous article, with the periodicity indicated below:
I.
. . .
II.
. . .
a)
Regarding variable income investment funds and debt instrument investment funds, the report of Series R01 Minimum Catalog, the report C-1331 Investment portfolio valuation statement (CO-VC) of Series R13, the report B-1422 Prices and purchase-sale operations of investment fund shares (VA-AC) of Series R14 and the reports of Series R24 Reports of information to the investing public, such information being provided within five business days of the following month to which they correspond.
. . .
Likewise, variable income investment funds and debt instrument investment funds must send to the stock exchanges or to the companies that manage electronic mechanisms for the disclosure of investment fund information, within the aforementioned deadline, the reports F-2461 Investment fund information for the investing public (IP-IN) and F-2462 Investment fund information for the investing public by series (IP-CL) of Series R24, through SEDI. The stock exchanges or the companies that manage electronic mechanisms for the disclosure of investment fund information must make the information referred to in this paragraph available to the public.
b)
Regarding investment fund share distributing companies, the reports B-1422 Prices and purchase-sale operations of investment fund shares (VA-AC), D-1441 Information by type of investor (IN-TI) and D-1443 Shareholding and corporate structure (IN-AC) of Series R14, such information being sent within five business days following the date of their month-end closing. Financial entities that provide investment fund share distribution services must provide, with the periodicity indicated in this subsection, the report B-1422 Prices and purchase-sale operations of investment fund shares (VA-AC) and the report D-1441 Information by type of investor (IN-TI) of Series R14.
c)
. . .
III.
. . .
a)
In relation to capital investment funds, the report of Series R01 Minimum Catalog, the reports E-0351 Purchase-sale operations of assets subject to investment (CO-CV), J-0311 Investment portfolio (CO-CA) and J-0312 Provision of accrued interest on securities (CO-IN) of Series R03, the reports B-1321 General balance sheet/Statement of financial position (CO-BR[1]), B-1322 Statement of results/Statement of comprehensive income (CO-BR[2]) and C-1331 Investment portfolio valuation statement (CO-VC) of Series R13 and the reports C-1431 Investment parameters (RI-VA[3]) and D-1442 General data of the capital investment fund and its promoted companies (IN-PR) of Series R14, with figures at the close of the months of March, June, September and December within thirty calendar days following the date thereof.
b)
. . .
c)
Regarding investment fund share distributing companies, the reports of Series R01 Minimum Catalog, R03 Investments in securities, repo operations and lending and financial derivative instruments and R13 Financial statements, except the report C-1331 Investment portfolio valuation statement (CO-VC), with figures and data at the close of the months of March, June, September and December, such information being sent within ten business days following the date thereof.
d)
In relation to investment fund share valuation companies, the report E-0351 Purchase-sale operations of assets subject to investment (CO-CV) of Series R03 and the reports of Series R13 Financial statements, except the report C-1331 Investment portfolio valuation statement (CO-VC), with figures and data at the close of the months of March, June, September and December, such information being sent within ten business days following the date thereof.
IV.
. . .
a)
In the case of variable income investment funds and debt instrument investment funds, the reports J-0311 Investment portfolio (CO-CA), of Series R03, B-1321 General balance sheet/Statement of financial position (CO-BR[1]), B-1322 Statement of results/Statement of comprehensive income (CO-BR[2]) and C-1331 Investment portfolio valuation statement (CO-VC) of Series R13 within ninety calendar days following the conclusion of the corresponding fiscal year.
b)
Regarding capital investment funds, the reports B-1321 General balance sheet/Statement of financial position (CO-BR[1]), B-1322 Statement of results/Statement of comprehensive income (CO-BR[2]) and C-1331 Investment portfolio valuation statement (CO-VC) of Series R13, which contain the audited figures as of the last day of the month of December, within ninety calendar days following the close of the corresponding fiscal year.
c)
In relation to investment fund operating companies, the reports J-0311 Investment portfolio (CO-CA), of Series R03, B-1321 General balance sheet/Statement of financial position (CO-BR[1]), B-1322 Statement of results/Statement of comprehensive income (CO-BR[2]) and C-1331 Investment portfolio valuation statement (CO-VC) of Series R13, which contain the audited figures as of the last day of the month of December, within ninety calendar days following the close of the corresponding fiscal year.
d) and e)
. . .
Article 82 .- . . .
Likewise, said funds that do not have the status of issuers of securities registered in the Register or listed on the exchange, must inform the Commission through reports D-1442 General data of the capital investment fund and its promoted companies (IN-PR) and D-1443 Shareholding and corporate structure (IN-AC) of Series R14, of the acts, facts or events that significantly vary the updated valuation price of the shares representing their social capital, at the latest within five business days following the date on which such circumstance occurs. "
" Article 84 .- Investment funds, investment fund operating companies, investment fund share distributing companies, financial entities that provide investment fund share distribution services and investment fund share valuation companies, unless expressly provided otherwise, must send to the Commission the information mentioned in this Title, through electronic transmission, using SITI. In the event that there is no information for any report, the entities must send an empty submission, a functionality that is available in said system.
. . .
. . .
. . .
. . . "
TRANSITORY PROVISIONS
FIRST.-
This Resolution will enter into force the day following its publication in the Official Gazette of the Federation, except for what is provided in the following Transitory Article.
SECOND.-
The modifications to the regulatory reports of series R01 A-0111 Minimum Catalog (CO-CM) for investment fund operating companies and investment fund share distributing companies and of series R13 Financial statements report B-1321 General balance sheet/Statement of financial position (CO-BR[1]) for investment fund operating companies and investment fund share distributing companies and report B-1322 Statement of results/Statement of comprehensive income (CO-BR[2]) for investment fund operating companies and investment fund share distributing companies contained in Annex 8 that is substituted by means of this Resolution, will enter into force on January 1, 2016.
Respectfully,
Mexico, D.F., December 21, 2015. - The President of the National Banking and Securities Commission, Jaime González Aguadé.- Signature.
ANNEX 8
REGULATORY REPORTS
Index
Series R01 Minimum Catalog
Periodicity
A-0111
Minimum Catalog (CO-CM)
Variable Income Investment Funds and Debt Instrument Investment Funds
Monthly
Capital Investment Funds
Quarterly
Investment Fund Operating Companies
Quarterly
Investment Fund Share Distributing Companies
Quarterly
Series R03 Investments in securities, repo operations and lending and financial derivative instruments
B-0321
Breakdown of securities acquired in repo (CO-RE)
Variable Income Investment Funds and Debt Instrument Investment Funds
Daily
Investment Fund Operating Companies
Quarterly
Investment Fund Share Distributing Companies
Quarterly
B-0322
Securities lending (CO-PR)
Variable Income Investment Funds and Debt Instrument Investment Funds
Daily
Investment Fund Operating Companies
Quarterly
Investment Fund Share Distributing Companies
Quarterly
B-0323
Operations with financial derivative instruments (CO-DE)
Variable Income Investment Funds and Debt Instrument Investment Funds
Daily
Investment Fund Operating Companies
Quarterly
Investment Fund Share Distributing Companies
Quarterly
E-0351
Purchase-sale operations of assets subject to investment (CO-CV)
Variable Income Investment Funds and Debt Instrument Investment Funds
Daily
Capital Investment Funds
Quarterly
Investment Fund Operating Companies
Quarterly
Investment Fund Share Distributing Companies
Quarterly
Investment Fund Share Valuation Companies
Quarterly
J-0311
Investment portfolio (CO-CA)
Variable Income Investment Funds and Debt Instrument Investment Funds
Daily, Annual
Capital Investment Funds
Quarterly
Investment Fund Operating Companies
Quarterly, Annual
Investment Fund Share Distributing Companies
Quarterly
J-0312
Provision of accrued interest on securities (CO-IN)
Variable Income Investment Funds and Debt Instrument Investment Funds
Daily
Capital Investment Funds
Quarterly
Investment Fund Operating Companies
Quarterly
Investment Fund Share Distributing Companies
Quarterly
J-0313
Collateral control (CO-GA)
Variable Income Investment Funds and Debt Instrument Investment Funds
Daily
Investment Fund Operating Companies
Quarterly
Investment Fund Share Distributing Companies
Quarterly
Series R13 Financial Statements
A-1311
Statement of changes in equity/Statement of changes in capital (CO-CC)
Investment Fund Operating Companies
Quarterly
Investment Fund Share Distributing Companies
Quarterly
Investment Fund Share Valuation Companies
Quarterly
A-1316
Statement of cash flows (CO-FE)
Investment Fund Operating Companies
Quarterly
Investment Fund Share Distributing Companies
Quarterly
Investment Fund Share Valuation Companies
Quarterly
B-1321
General balance sheet/Statement of financial position (CO-BR[1])
Variable Income Investment Funds and Debt Instrument Investment Funds
Daily, Annual
Capital Investment Funds
Quarterly, Annual
Investment Fund Operating Companies
Quarterly, Annual
Investment Fund Share Distributing Companies
Quarterly, Annual
Investment Fund Share Valuation Companies
Quarterly, Annual
B-1322
Statement of results/Statement of comprehensive income (CO-BR[2])
Variable Income Investment Funds and Debt Instrument Investment Funds
Daily, Annual
Capital Investment Funds
Quarterly, Annual
Investment Fund Operating Companies
Quarterly, Annual
Investment Fund Share Distributing Companies
Quarterly, Annual
Investment Fund Share Valuation Companies
Quarterly, Annual
C-1331
Investment portfolio valuation statement (CO-VC)
Variable Income Investment Funds and Debt Instrument Investment Funds
Monthly, Annual
Capital Investment Funds
Quarterly, Annual
Investment Fund Operating Companies
Quarterly, Annual
Series R14 Reports on the valuation price of the investment fund shares
B-1421
Determination of the updated valuation price of the shares representing the social capital of investment funds (VA-PR)
Variable Income Investment Funds and Debt Instrument Investment Funds
Daily
B-1422
Prices and purchase-sale operations of investment fund shares (VA-AC)
Variable Income Investment Funds and Debt Instrument Investment Funds
Monthly
Investment Fund Share Distributing Companies
Monthly
Entities authorized to provide the service of distribution of investment fund shares
Monthly
C-1431
Investment parameters (RI-VA[3])
Variable Income Investment Funds and Debt Instrument Investment Funds
Daily
Capital Investment Funds
Quarterly
D-1441
Information by type of investor (IN-TI)
Investment Fund Share Distributing Companies
Monthly
Entities authorized to provide the service of distribution of investment fund shares
Monthly
D-1442
General data of the capital investment fund and its promoted companies (IN-PR)
Capital Investment Funds
Quarterly
D-1443
Shareholding and corporate structure (IN-AC)
Investment Fund Operating Companies
Monthly
Investment Fund Share Distributing Companies
Monthly
Investment Fund Share Valuation Companies
Monthly
Series R24 Reports of information to the investing public
F-2461
Investment fund information for the investing public (IP-IN)
Variable Income Investment Funds and Debt Instrument Investment Funds
Monthly
F-2462
Investment fund information for the investing public by series (IP-CL)
Variable Income Investment Funds and Debt Instrument Investment Funds
Monthly
F-2463
Commissions and remuneration for the provision of services (IP-CO)
Variable Income Investment Funds and Debt Instrument Investment Funds
Monthly
SERIES R01 MINIMUM CATALOG
REPORT A-0111 MINIMUM CATALOG (CO-CM)
The regulatory report R01 A-0111 Minimum Catalog (CO-CM) of series R01 aims to show the balances of the accounts that make up the general balance sheet and the income statement accounts in national currency and UDIS valued in pesos, as well as in foreign currency valued in pesos at the close of the reported period.
Variable income investment funds, debt instrument investment funds, capital investment funds, investment fund operating companies and investment fund share distributing companies will carry out the sending of the financial information related to the following form:
SECTIONS
INFORMATION REQUESTED
REPORT IDENTIFIER
PERIOD
ENTITY KEY
REPORT
FINANCIAL INFORMATION
CONCEPT
CURRENCY
BALANCE OF CONCEPT
The frequency of sending this report is monthly for variable income investment funds and debt instrument investment funds, while for capital investment funds, investment fund operating companies and investment fund share distributing companies it is quarterly, unless another periodicity is expressly mentioned in these provisions.
The information indicated in this report must be adjusted to the characteristics and specifications for filling out and sending presented in the Interinstitutional System for Information Transfer (SITI) or in that which the National Banking and Securities Commission (CNBV) makes known, as appropriate.
Investment Funds
R01 A CO-CM Regulatory report Minimum Catalog
Subreport R01 A 0111 Minimum Catalog
Includes figures in national currency, foreign currency and UDIS valued in pesos
Figures in pesos
Concept
National currency and UDIS valued
Foreign currency valued
ASSETS
LIQUIDITY
CASH
BANKS
RESTRICTED LIQUIDITY OR GIVEN AS COLLATERAL
FOREIGN EXCHANGE PURCHASE-SALE
SECURITIES LENDING
OTHER RESTRICTED LIQUIDITY OR GIVEN AS COLLATERAL
MARGIN ACCOUNTS
EFFECTIVE
SECURITIES
OTHER ASSETS
INVESTMENTS IN SECURITIES
SECURITIES FOR TRADING
SECURITIES FOR TRADING WITHOUT RESTRICTION
Government Debt
Banking Debt
Other Debt Securities
Equity Instruments
RESTRICTED TRADING SECURITIES OR GIVEN AS COLLATERAL IN REPO OPERATIONS
Government Debt
Banking Debt
Other Debt Securities
Equity Instruments
RESTRICTED TRADING SECURITIES OR GIVEN AS COLLATERAL IN SECURITIES LENDING OPERATIONS
Government Debt
Banking Debt
Other Debt Securities
Equity Instruments
RESTRICTED TRADING SECURITIES OR GIVEN AS COLLATERAL (OTHER)
Government Debt
Banking Debt
Other Debt Securities
Equity Instruments
REPO DEBTORS
SECURITIES LENDING
PREMIUMS TO BE RECEIVED
DERIVATIVES
FOR TRADING PURPOSES
FUTURES TO BE RECEIVED
FORWARD CONTRACTS TO BE RECEIVED
OPTIONS
SWAPS
DERIVATIVE INSTRUMENT PACKAGES
FOR HEDGING PURPOSES
FUTURES TO BE RECEIVED
FORWARD CONTRACTS TO BE RECEIVED
OPTIONS
SWAPS
DERIVATIVE INSTRUMENT PACKAGES
VALUATION ADJUSTMENTS FOR HEDGING FINANCIAL ASSETS
ACCOUNTS RECEIVABLE
DEBTORS FROM OPERATIONS SETTLEMENT
OWN SHARES
FOREIGN EXCHANGE TRADING
INVESTMENTS IN SECURITIES
REPOS
SECURITIES LENDING
DERIVATIVES
DEBTORS FROM MARGIN ACCOUNTS
DEBTORS FROM CASH COLLATERAL GRANTED
OTHER DEBTORS
PREMIUMS, COMMISSIONS AND RIGHTS TO BE RECEIVED
DIVIDENDS TO BE RECEIVED
TAX CREDITS AND TAXES CREDITABLE
OTHER DEBTORS
ESTIMATE FOR UNCOLLECTABILITY OR DIFFICULT COLLECTION
ADJUDICATED ASSETS
ADJUDICATED MOVABLE PROPERTY, SECURITIES AND RIGHTS
RESTRICTED ADJUDICATED MOVABLE PROPERTY
ADJUDICATED REAL ESTATE
RESTRICTED ADJUDICATED REAL ESTATE
PROPERTY, FURNITURE AND EQUIPMENT
PROPERTY, FURNITURE AND EQUIPMENT
ACCUMULATED DEPRECIATION OF PROPERTY, FURNITURE AND EQUIPMENT
PERMANENT INVESTMENTS IN SHARES OF PROMOTED COMPANIES
DEFERRED TAXES (IN FAVOR)
OTHER ASSETS
DEFERRED CHARGES, PREPAID EXPENSES AND INTANGIBLES
DEFERRED CHARGES
Insurance to be amortized
Other deferred charges
PREPAID EXPENSES
Interest paid in advance
Commissions paid in advance
Advances or provisional tax payments
Rent paid in advance
Other prepaid expenses
INTANGIBLES
Goodwill
Other intangibles
Accumulated amortization of other intangibles
OTHER SHORT AND LONG TERM ASSETS
LIABILITY
REPO CREDITORS
SECURITIES LENDING
PREMIUMS TO BE DELIVERED
COLLATERALS SOLD OR GIVEN AS COLLATERAL
REPOS
OBLIGATION OF THE REPO SELLER TO RETURN THE COLLATERAL TO THE REPO BUYER
Sold Collaterals
Government Debt
Banking Debt
Other Debt Securities
Collaterals given as collateral
SECURITIES LENDING
OBLIGATION OF THE BORROWER TO RETURN THE SECURITIES SUBJECT TO THE OPERATION TO THE LENDER
Sold Collaterals
Government Debt
Banking Debt
Other Debt Securities
Equity Instruments
OBLIGATION OF THE LENDER TO RETURN THE COLLATERAL TO THE BORROWER
Sold Collaterals
Government Debt
Banking Debt
Other Debt Securities
Equity Instruments
DERIVATIVES
SOLD COLLATERALS
Government Debt
Banking Debt
Other Debt Securities
Equity Instruments
Others
OTHER SOLD COLLATERALS
DERIVATIVES
FOR TRADING PURPOSES
FUTURES TO BE DELIVERED
FORWARD CONTRACTS TO BE DELIVERED
OPTIONS
SWAPS
DERIVATIVE INSTRUMENT PACKAGES
FOR HEDGING PURPOSES
FUTURES TO BE DELIVERED
FORWARD CONTRACTS TO BE DELIVERED
OPTIONS
SWAPS
DERIVATIVE INSTRUMENT PACKAGES
VALUATION ADJUSTMENTS FOR HEDGING FINANCIAL LIABILITIES
OTHER ACCOUNTS PAYABLE
TAX ON INCOME TO BE PAID
TAXES ON INCOME (PROVISIONAL PAYMENTS)
TAX ON INCOME (REAL CALCULATION)
CONTRIBUTIONS FOR FUTURE CAPITAL INCREASES PENDING
FORMALIZATION BY ITS GOVERNING BODY
CREDITORS FROM OPERATIONS SETTLEMENT
OWN SHARES
FOREIGN EXCHANGE TRADING
INVESTMENTS IN SECURITIES
REPOS
SECURITIES LENDING
DERIVATIVES
CREDITORS FROM MARGIN ACCOUNTS
CREDITORS FROM CASH COLLATERAL RECEIVED
OTHER CREDITORS AND OTHER ACCOUNTS PAYABLE
COMMISSIONS TO BE PAID ON ONGOING OPERATIONS
CREDITORS FOR ASSET ACQUISITION
DIVIDENDS TO BE PAID
OTHER TAXES AND RIGHTS TO BE PAID
PROVISIONS FOR DIVERSE OBLIGATIONS
Remuneration and benefits to directors
Fees
Rent
Promotion and advertising expenses
Technology expenses
Other provisions
OTHER DIVERSE CREDITORS
DEFERRED TAXES (ON CHARGE)
DEFERRED CREDITS AND ADVANCE COLLECTIONS
DEFERRED CREDITS
ADVANCE COLLECTIONS
ADVANCE COLLECTIONS OF GOODS PROMISED FOR SALE OR WITH RESERVATION OF OWNERSHIP
OTHER ADVANCE COLLECTIONS
ACCOUNTING CAPITAL
CONTRIBUTED CAPITAL
SHARE CAPITAL
FIXED MINIMUM
VARIABLE
UNPAID SHARE CAPITAL
CONTRIBUTIONS FOR FUTURE CAPITAL INCREASES FORMALIZED BY ITS GOVERNING BODY
SHARE PREMIUM
EARNED CAPITAL
CAPITAL RESERVES
RESERVE FOR ACQUISITION OF OWN SHARES
RESULTS OF PRIOR PERIODS
RESULT TO BE APPLIED
RESULT FROM ACCOUNTING CHANGES AND ERROR CORRECTIONS
RESULT FROM VALUATION OF CASH FLOW HEDGING INSTRUMENTS
VALUATION
EFFECT OF DEFERRED INCOME TAXES
ESTIMATE FOR NON-RECOVERABLE DEFERRED INCOME TAXES
RESULT FROM VALUATION OF PERMANENT INVESTMENTS IN SHARES OF PROMOTED COMPANIES
MEMORANDUM ACCOUNTS
CONTINGENT ASSETS AND LIABILITIES
AUTHORIZED SHARE CAPITAL
ISSUED SHARES
COLLATERALS RECEIVED BY THE ENTITY
CASH ADMINISTERED IN TRUST
GOVERNMENT DEBT
BANKING DEBT
OTHER DEBT SECURITIES
EQUITY INSTRUMENTS
OTHERS
COLLATERALS RECEIVED AND SOLD OR GIVEN AS COLLATERAL BY THE ENTITY
GOVERNMENT DEBT
BANKING DEBT
OTHER DEBT SECURITIES
EQUITY INSTRUMENTS
OTHERS
OTHER REGISTRATION ACCOUNTS
STATEMENT OF RESULTS
RESULT FROM FAIR VALUE VALUATION
RESULT FROM FAIR VALUE VALUATION
TRADING SECURITIES
DERIVATIVES FOR TRADING PURPOSES
DERIVATIVES FOR HEDGING PURPOSES
SOLD COLLATERALS
RESULT FROM FOREIGN EXCHANGE VALUATION
RESULT FROM TRADING
RESULT FROM TRADING OF SECURITIES AND DERIVATIVES
TRADING SECURITIES
DERIVATIVES FOR TRADING PURPOSES
DERIVATIVES FOR HEDGING PURPOSES
RESULT FROM FOREIGN EXCHANGE TRADING
RESULT FROM SALE OF RECEIVED COLLATERALS
RESULT FROM PARTICIPATION IN SHARES OF PROMOTED COMPANIES
INTEREST INCOME
INTEREST ON AVAILABILITIES
BANKS
RESTRICTED AVAILABILITIES OR GIVEN AS COLLATERAL
INTERESTS AND YIELDS IN FAVOR FROM MARGIN ACCOUNTS
CASH
SECURITIES
OTHER ASSETS
INTERESTS AND YIELDS IN FAVOR FROM INVESTMENTS IN SECURITIES
TRADING SECURITIES
INTERESTS AND YIELDS IN FAVOR FROM REPO OPERATIONS
PREMIUMS IN FAVOR FROM SECURITIES LENDING OPERATIONS
INCOME FROM HEDGING OPERATIONS
DIVIDENDS FROM EQUITY INSTRUMENTS
GAIN FROM REVALUATION
GAIN FROM REVALUATION CHANGES
REVALUATION OF INDEXED INSTRUMENTS
REVALUATION OF UDIS ITEMS
OTHER OPERATING INCOME
RECOVERIES
TAXES
OTHER RECOVERIES
GAIN FROM ASSET ADJUDICATION
GAIN FROM SALE OF ADJUDICATED GOODS
GAIN FROM VALUATION OF ADJUDICATED GOODS
EFFECT FROM REVERSAL OF IMPAIRMENT
OF REAL ESTATE
OF GOODWILL
OF OTHER ASSETS
GAIN FROM SALE OF PROPERTY, FURNITURE AND EQUIPMENT
CANCELLATION OF ESTIMATE FOR UNCOLLECTABILITY OR DIFFICULT COLLECTION
CANCELLATION OF OTHER LIABILITY ACCOUNTS
OTHER ITEMS OF OPERATING INCOME
ADMINISTRATIVE AND DISTRIBUTION SERVICES PAID TO THE OPERATING COMPANY
ASSET MANAGEMENT
OWN FUNDS
FOR THIRD PARTIES
PERFORMANCE ASSET MANAGEMENT
DISTRIBUTION
VALUATION
DEPOSIT OF INVESTMENT FUND SHARES
DEPOSIT OF INVESTMENT FUND SECURITIES
SECURITIES DEPOSIT
CUSTODY OF INVESTMENT FUND SHARES
CUSTODY OF INVESTMENT FUND SECURITIES
SECURITIES CUSTODY
ACCOUNTING
FUND ADMINISTRATION
SYSTEMS
RISK MANAGEMENT
ADMINISTRATIVE AND DISTRIBUTION SERVICES PAID TO OTHER ENTITIES
DISTRIBUTION
VALUATION
RATING
PRICE PROVIDING
DEPOSIT OF INVESTMENT FUND SHARES
DEPOSIT OF INVESTMENT FUND SECURITIES
SECURITIES DEPOSIT
CUSTODY OF INVESTMENT FUND SHARES
CUSTODY OF INVESTMENT FUND SECURITIES
SECURITIES CUSTODY
ACCOUNTING
FUND ADMINISTRATION
SYSTEMS
RISK MANAGEMENT
INTEREST EXPENSES
INTERESTS AND YIELDS ON CHARGE FROM REPO OPERATIONS
PREMIUMS ON CHARGE FROM SECURITIES LENDING OPERATIONS
EXPENSES FROM HEDGING OPERATIONS
COMMISSIONS PAID
LOSS FROM REVALUATION
LOSS FROM REVALUATION CHANGES
REVALUATION OF INDEXED INSTRUMENTS
REVALUATION OF UDIS ITEMS
OTHER OPERATING EXPENSES
TRANSACTION COSTS
FOR TRADING OF TRADING SECURITIES
FOR TRADING OF DERIVATIVES
CHARGES TO ESTIMATE FOR UNCOLLECTABILITY OR DIFFICULT COLLECTION
LOSSES
FRAUDS
CLAIMS
OTHER LOSSES
INTERESTS ON CHARGE FOR FINANCING ASSET ACQUISITION
LOSS FROM ASSET ADJUDICATION
LOSS FROM SALE OF ADJUDICATED GOODS
LOSS FROM VALUATION OF ADJUDICATED GOODS
LOSS FROM IMPAIRMENT
OF PROPERTY, FURNITURE AND EQUIPMENT
OF GOODWILL
OF OTHER PERMANENT INVESTMENTS VALUED AT COST
OF OTHER ASSETS
LOSS FROM SALE OF PROPERTY, FURNITURE AND EQUIPMENT
OTHER ITEMS OF OPERATING EXPENSES
ADMINISTRATION EXPENSES
REMUNERATIONS AND BENEFITS TO DIRECTORS
FEES
RENT
PROMOTION AND ADVERTISING EXPENSES
OTHER TAXES AND RIGHTS
NON-DEDUCTIBLE EXPENSES
TECHNOLOGY EXPENSES
DEPRECIATIONS
AMORTIZATIONS
POSTAGE AND TELEPHONES
MAINTENANCE AND CONSERVATION
OTHER ADMINISTRATION EXPENSES
INCOME TAXES INCURRED
DEFERRED INCOME TAXES
DEFERRED INCOME TAXES
ESTIMATE FOR NON-RECOVERABLE INCOME TAXES
DISCONTINUED OPERATIONS
Investment Funds
Operating Companies of Investment Funds
R01 A-CM Regulatory Report Minimum Catalog
Subreport R01 A 0111 Minimum Catalog
Includes figures in national currency, foreign currency and UDIS valued in pesos
Figures in pesos
Concept
National Currency and UDIS valued
Foreign Currency valued
ASSET
AVAILABILITIES
CASH
BANKS
RESTRICTED AVAILABILITIES OR GIVEN AS COLLATERAL
FOREIGN EXCHANGE TRADING
OTHER RESTRICTED AVAILABILITIES OR GIVEN AS COLLATERAL
INVESTMENTS IN SECURITIES
TRADING SECURITIES
TRADING SECURITIES WITHOUT RESTRICTION
Government Debt
Banking Debt
Other Debt Securities
Equity Instruments
RESTRICTED TRADING SECURITIES OR GIVEN AS COLLATERAL
Government Debt
Banking Debt
Other Debt Securities
Equity Instruments
AVAILABLE FOR SALE SECURITIES
AVAILABLE FOR SALE SECURITIES WITHOUT RESTRICTION
Government Debt
Banking Debt
Other Debt Securities
Equity Instruments
AVAILABLE FOR SALE SECURITIES RESTRICTED OR GIVEN AS COLLATERAL
Government Debt
Banking Debt
Other Debt Securities
Equity Instruments
HOLD-TO-MATURITY SECURITIES
HOLD-TO-MATURITY SECURITIES WITHOUT RESTRICTION
Government Debt
Banking Debt
Other Debt Securities
HOLD-TO-MATURITY SECURITIES RESTRICTED OR GIVEN AS COLLATERAL
Government Debt
Banking Debt
Other Debt Securities
REPO DEBTORS
ACCOUNTS RECEIVABLE
DEBTORS FROM OPERATIONS SETTLEMENT
FOREIGN EXCHANGE TRADING
INVESTMENTS IN SECURITIES
REPOS
FOR ISSUANCE OF SECURITIES
DEBTORS FROM CASH COLLATERAL GRANTED
OTHER DEBTORS
PREMIUMS, COMMISSIONS AND RIGHTS TO BE RECEIVED
DIVIDENDS TO BE RECEIVED
TAX CREDITS AND TAXES CREDITABLE
LOANS AND OTHER DEBTS OF PERSONNEL
OTHER DEBTORS
ESTIMATE FOR UNCOLLECTABILITY OR DIFFICULT COLLECTION
PROPERTY, FURNITURE AND EQUIPMENT
PROPERTY, FURNITURE AND EQUIPMENT
REVALUATION OF PROPERTY, FURNITURE AND EQUIPMENT
(1)
ACCUMULATED DEPRECIATION OF PROPERTY, FURNITURE AND EQUIPMENT
REVALUATION OF ACCUMULATED DEPRECIATION OF PROPERTY, FURNITURE AND EQUIPMENT (1)
PERMANENT INVESTMENTS
SUBSIDIARIES
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
ASSOCIATES
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
JOINT VENTURES
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
OTHER PERMANENT INVESTMENTS
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
LONG-TERM ASSETS AVAILABLE FOR SALE
SUBSIDIARIES
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
ASSOCIATES
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
JOINT VENTURES
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
OTHER LONG-TERM ASSETS AVAILABLE FOR SALE
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
DEFERRED TAXES AND PTU (IN FAVOR)
DEFERRED INCOME TAXES (IN FAVOR)
TEMPORARY DIFFERENCES
TAX LOSSES
TAX CREDITS
ESTIMATE FOR NON-RECOVERABLE DEFERRED INCOME TAXES
TEMPORARY DIFFERENCES
TAX LOSSES
TAX CREDITS
DEFERRED EMPLOYEE PARTICIPATION IN PROFITS (IN FAVOR)
ESTIMATE FOR NON-RECOVERABLE DEFERRED PTU
OTHER ASSETS
DEFERRED CHARGES, PREPAID EXPENSES AND INTANGIBLES
DEFERRED CHARGES
Financial cost to be amortized in capitalizable lease operations
Insurance to be amortized
Other deferred charges
PREPAID EXPENSES
Interest paid in advance
Commissions paid in advance
Advances or provisional tax payments
Rent paid in advance
Other prepaid expenses
INTANGIBLES
Goodwill
From subsidiaries
From associates
From joint ventures
Revaluation of goodwill (1)
From subsidiaries
From associates
From joint ventures
Organization expenses
Revaluation of organization expenses (1)
Accumulated amortization of organization expenses
Revaluation of amortization of organization expenses (1)
Other intangibles
Revaluation of other intangibles (1)
Accumulated amortization of other intangibles
Revaluation of accumulated amortization of other intangibles (1)
OTHER SHORT AND LONG TERM ASSETS
ASSETS FROM THE PLAN TO COVER EMPLOYEE BENEFITS
Long-term direct benefits
Termination benefits
Termination benefits for reasons other than restructuring
Termination benefits due to restructuring
Post-employment benefits
Pensions
Seniority premium
Other post-employment benefits
OTHERS
LIABILITY
BANK LOANS AND LOANS FROM OTHER ENTITIES
SHORT TERM
LOANS FROM MULTIPLE BANKING INSTITUTIONS
LOANS FROM DEVELOPMENT BANKING INSTITUTIONS
LOANS FROM OTHER ENTITIES
LONG TERM
LOANS FROM MULTIPLE BANKING INSTITUTIONS
LOANS FROM DEVELOPMENT BANKING INSTITUTIONS
LOANS FROM OTHER ENTITIES
SOLD COLLATERALS
REPOS
OBLIGATION OF THE REPO SELLER TO RETURN THE COLLATERAL TO THE REPO BUYER
Government Debt
Banking Debt
Other Debt Securities
Others
OTHER SOLD COLLATERALS
OTHER ACCOUNTS PAYABLE
TAXES ON INCOME TO BE PAID
TAX ON INCOME (PROVISIONAL PAYMENTS)
TAX ON INCOME (REAL CALCULATION)
EMPLOYEE PARTICIPATION IN PROFITS TO BE PAID
CONTRIBUTIONS FOR FUTURE CAPITAL INCREASES PENDING
FORMALIZATION IN SHAREHOLDERS' MEETING
CREDITORS FROM OPERATIONS SETTLEMENT
FOREIGN EXCHANGE TRADING
INVESTMENTS IN SECURITIES
REPOS
CREDITORS FROM CASH COLLATERAL RECEIVED
OTHER CREDITORS AND OTHER ACCOUNTS PAYABLE
COMMISSIONS TO BE PAID ON ONGOING OPERATIONS
LIABILITY FOR CAPITALIZABLE LEASE
CREDITORS FOR ASSET ACQUISITION
DIVIDENDS TO BE PAID
CREDITORS FOR MAINTENANCE SERVICE
VALUE ADDED TAX
OTHER TAXES AND RIGHTS TO BE PAID
TAXES AND SOCIAL SECURITY CONTRIBUTIONS WITHHELD FOR REMITTANCE
SHORT-TERM DIRECT BENEFITS
PROVISION FOR EMPLOYEE BENEFITS
Long-term direct benefits
Post-employment benefits
Pensions
Seniority premium
Other post-employment benefits
Termination benefits
Termination benefits for reasons other than restructuring
Termination benefits due to restructuring
PROVISIONS FOR DIVERSE OBLIGATIONS
Fees
Rent
Promotion and advertising expenses
Technology expenses
Other provisions
OTHER DIVERSE CREDITORS
DEFERRED TAXES AND PTU (ON CHARGE)
DEFERRED INCOME TAXES (ON CHARGE)
TEMPORARY DIFFERENCES
DEFERRED EMPLOYEE PARTICIPATION IN PROFITS (ON CHARGE)
DEFERRED CREDITS AND ADVANCE COLLECTIONS
DEFERRED CREDITS
ADVANCE COLLECTIONS
INTERESTS COLLECTED IN ADVANCE
COMMISSIONS COLLECTED IN ADVANCE
ADVANCE COLLECTIONS OF GOODS PROMISED FOR SALE OR WITH RESERVATION OF OWNERSHIP
OTHER ADVANCE COLLECTIONS
ACCOUNTING CAPITAL
CONTRIBUTED CAPITAL
SHARE CAPITAL
FIXED MINIMUM
VARIABLE
UNPAID SHARE CAPITAL
INCREASE FROM UPDATING PAID SHARE CAPITAL (1)
CONTRIBUTIONS FOR FUTURE CAPITAL INCREASES FORMALIZED IN SHAREHOLDERS' MEETING
INCREASE FROM UPDATING CONTRIBUTIONS FOR FUTURE CAPITAL INCREASES FORMALIZED IN SHAREHOLDERS' MEETING (1)
SHARE PREMIUM
INCREASE FROM UPDATING SHARE PREMIUM (1)
EARNED CAPITAL
CAPITAL RESERVES
INCREASE FROM UPDATING CAPITAL RESERVES (1)
RESULTS OF PRIOR PERIODS
RESULT TO BE APPLIED
RESULT FROM ACCOUNTING CHANGES AND ERROR CORRECTIONS
INCREASE FROM UPDATING RESULTS OF PRIOR PERIODS
(1)
RESULT FROM VALUATION OF AVAILABLE FOR SALE SECURITIES
VALUATION
RESULT FROM MONETARY POSITION (1)
EFFECT OF DEFERRED INCOME TAXES
ESTIMATE FOR NON-RECOVERABLE DEFERRED INCOME TAXES
INCREASE FROM UPDATING RESULT FROM VALUATION OF AVAILABLE FOR SALE SECURITIES (1)
REMEDIATIONS FOR DEFINED EMPLOYEE BENEFITS
ACTUARIAL RESULTS IN OBLIGATIONS
Valuation
Result from monetary position (1)
Effect of deferred income taxes
Estimate for non-recoverable deferred income taxes
RESULT FROM RETURN OF PLAN ASSETS
Valuation
Result from monetary position (1)
Effect of deferred income taxes
Estimate for non-recoverable deferred income taxes
INCREASE FROM UPDATING REMEDIATIONS FOR DEFINED EMPLOYEE BENEFITS (1)
RESULT FROM HOLDING NON-MONETARY ASSETS
FROM FIXED ASSET VALUATION
INCREASE FROM UPDATING RESULT FROM HOLDING NON-MONETARY ASSETS (1)
MEMORANDUM ACCOUNTS
CONTINGENT ASSETS AND LIABILITIES
ASSETS IN TRUST
ASSETS IN CUSTODY OR ADMINISTRATION
ASSETS IN CUSTODY
ASSETS IN ADMINISTRATION
CASH AND BANKS
VARIABLE INCOME INVESTMENT FUNDS
INVESTMENT FUNDS IN DEBT INSTRUMENTS INDIVIDUALS
INVESTMENT FUNDS IN DEBT INSTRUMENTS LEGAL ENTITIES
MULTISERIES DEBT INSTRUMENT INVESTMENT FUNDS
LIMITED OBJECT INVESTMENT FUNDS
OTHER SECURITIES
COLLATERALS RECEIVED BY THE ENTITY
CASH ADMINISTERED IN TRUST
GOVERNMENT DEBT
BANKING DEBT
OTHER DEBT SECURITIES
EQUITY INSTRUMENTS
OTHERS
COLLATERALS RECEIVED AND SOLD BY THE ENTITY
GOVERNMENT DEBT
BANKING DEBT
OTHER DEBT SECURITIES
EQUITY INSTRUMENTS
OTHERS
OTHER REGISTRATION ACCOUNTS
STATEMENT OF RESULTS
COMMISSIONS AND FEES CHARGED
INVESTMENT FUND ASSET MANAGEMENT SERVICES
DISTRIBUTION OF INVESTMENT FUND SHARES
DEPOSIT AND CUSTODY OF INVESTMENT OBJECT ASSETS AND INVESTMENT FUND SHARES
DEPOSIT, CUSTODY AND RESOURCE MANAGEMENT SERVICES FOR CLIENT ACCOUNTS
TRUST ACTIVITIES
GAIN FROM REVALUATION CHANGES
OTHER SERVICE INCOME
INCREASE FROM UPDATING COMMISSIONS AND FEES CHARGED (1)
COMMISSIONS AND EXPENDITURES PAID
FOR SERVICES
LOSS FROM REVALUATION CHANGES
INCREASE FROM UPDATING COMMISSIONS AND FEES PAID (1)
INTEGRAL FINANCING MARGIN
INTEREST INCOME
INTEREST ON AVAILABILITIES
Banks
Restricted availabilities or given as collateral
INTERESTS AND YIELDS IN FAVOR FROM INVESTMENTS IN SECURITIES
For trading securities
For available for sale securities
For hold-to-maturity securities
INTERESTS AND YIELDS IN FAVOR FROM REPO OPERATIONS
DIVIDENDS FROM EQUITY INSTRUMENTS
GAIN FROM REVALUATION
Gain from revaluation changes
Revaluation of indexed instruments
Revaluation of UDIS items
INCREASE FROM UPDATING INTEREST INCOME (1)
INTEREST EXPENSES
INTERESTS ON BANK LOANS AND LOANS FROM OTHER ENTITIES
LOSS FROM REVALUATION
Loss from revaluation changes
Revaluation of indexed instruments
Revaluation of UDIS items
INCREASE FROM UPDATING INTEREST EXPENSES (1)
RESULT FROM FAIR VALUE VALUATION
TRADING SECURITIES
SOLD COLLATERALS
LOSS FROM IMPAIRMENT OR EFFECT FROM REVERSAL OF IMPAIRMENT OF SECURITIES
RESULT FROM FOREIGN EXCHANGE VALUATION
INCREASE FROM UPDATING RESULT FROM FAIR VALUE VALUATION
(1)
RESULT FROM TRADING
RESULT FROM TRADING
For trading securities
For available for sale securities
For hold-to-maturity securities
RESULT FROM FOREIGN EXCHANGE TRADING
RESULT FROM TRADING OF RECEIVED COLLATERALS
INCREASE FROM UPDATING RESULT FROM TRADING (1)
TRANSACTION COSTS
FOR TRADING OF TRADING SECURITIES
NET MONETARY POSITION RESULT (INTEGRAL FINANCING MARGIN)
MONETARY POSITION RESULT FROM ITEMS THAT GENERATE INTEGRAL FINANCING MARGIN (DEBIT BALANCE)
MONETARY POSITION RESULT FROM ITEMS THAT GENERATE INTEGRAL FINANCING MARGIN (CREDIT BALANCE)
INCREASE FROM UPDATING NET MONETARY POSITION RESULT (INTEGRAL FINANCING MARGIN) (1)
OTHER OPERATING INCOME (EXPENSES)
RECOVERIES
TAXES
OTHER RECOVERIES
FINANCIAL COST FOR CAPITALIZABLE LEASE
CHARGES TO ESTIMATE FOR UNCOLLECTABILITY OR DIFFICULT COLLECTION
LOSSES
FRAUDS
CLAIMS
OTHER LOSSES
DIVIDENDS FROM PERMANENT INVESTMENTS
DIVIDENDS FROM OTHER PERMANENT INVESTMENTS
DIVIDENDS FROM PERMANENT INVESTMENTS IN ASSOCIATES AVAILABLE FOR SALE
LOSS FROM TRUST OPERATIONS
LOSS FROM CUSTODY AND ADMINISTRATION OF GOODS
LOSS FROM IMPAIRMENT OR EFFECT FROM REVERSAL OF IMPAIRMENT OF REAL ESTATE
OF GOODWILL
OF OTHER LONG-TERM ASSETS
OF OTHER ASSETS
INTERESTS ON CHARGE FOR FINANCING ASSET ACQUISITION
GAIN FROM SALE OF PROPERTY, FURNITURE AND EQUIPMENT
CANCELLATION OF ESTIMATE FOR UNCOLLECTABILITY OR DIFFICULT COLLECTION
CANCELLATION OF OTHER LIABILITY ACCOUNTS
INTERESTS IN FAVOR FROM LOANS TO OFFICIALS AND EMPLOYEES
LOSS FROM SALE OF PROPERTY, FURNITURE AND EQUIPMENT
OTHER ITEMS OF OPERATING INCOME (EXPENSES)
RESULT FROM MONETARY POSITION ORIGINATED BY ITEMS NOT
RELATED TO THE TOTAL FINANCING MARGIN
RESULT FROM VALUATION OF ITEMS NOT RELATED TO THE
TOTAL FINANCING MARGIN
INCREASE FROM UPDATING OTHER INCOME (EXPENSES) OF THE
OPERATION (1)
ADMINISTRATION EXPENSES
SHORT-TERM DIRECT BENEFITS
NET COST OF THE PERIOD DERIVED FROM EMPLOYEE BENEFITS
LONG-TERM DIRECT BENEFITS
POST-EMPLOYMENT BENEFITS
Pensions
Seniority premium
Other post-employment benefits
TERMINATION BENEFITS
Termination benefits for reasons other than restructuring
Termination benefits due to restructuring
EMPLOYEES' PARTICIPATION IN PROFITS
EMPLOYEES' PARTICIPATION IN PROFITS INCURRED
EMPLOYEES' PARTICIPATION IN PROFITS DEFERRED
ESTIMATE FOR NON-RECOVERABLE DEFERRED PTU
FEES
RENTS
PROMOTION AND ADVERTISING EXPENSES
TAXES AND DUTIES
NON-DEDUCTIBLE EXPENSES
TECHNOLOGY EXPENSES
DEPRECIATIONS
AMORTIZATIONS
OTHER ADMINISTRATION EXPENSES
INCREASE FROM UPDATING ADMINISTRATION EXPENSES (1)
PARTICIPATION IN THE RESULT OF UNCONSOLIDATED SUBSIDIARIES,
ASSOCIATES AND JOINT VENTURES
RESULT OF THE PERIOD FOR UNCONSOLIDATED SUBSIDIARIES, ASSOCIATES AND
JOINT VENTURES
IN UNCONSOLIDATED SUBSIDIARIES
Belonging to the financial sector
Not belonging to the financial sector
IN ASSOCIATES
Belonging to the financial sector
Not belonging to the financial sector
IN JOINT VENTURES
Belonging to the financial sector
Not belonging to the financial sector
ADJUSTMENTS ASSOCIATED WITH PERMANENT INVESTMENTS VALUED AT COST
INCREASE FROM UPDATING PARTICIPATION IN THE RESULT OF
UNCONSOLIDATED SUBSIDIARIES, ASSOCIATES AND JOINT VENTURES (1)
INCOME TAX INCURRED
INCOME TAX INCURRED
INCREASE FROM UPDATING INCOME TAX INCURRED (1)
DEFERRED INCOME TAX
DEFERRED INCOME TAX
TEMPORARY DIFFERENCES
TAX LOSSES
TAX CREDITS
ESTIMATE FOR NON-RECOVERABLE INCOME TAX
TEMPORARY DIFFERENCES
TAX LOSSES
TAX CREDITS
INCREASE FROM UPDATING DEFERRED INCOME TAX (1)
DISCONTINUED OPERATIONS
DISCONTINUED OPERATIONS
INCREASE FROM UPDATING DISCONTINUED OPERATIONS (1)
Investment Fund Operating Companies
(1) These concepts will be applicable under an inflationary economic environment based on what is established in Financial Information Standard B-10 "Effects of Inflation", issued by the Mexican Council of Financial Information Standards, A.C. (CINIF).
Investment Fund Share Distributing Companies
R01 A CO-CM Regulatory Report Minimum Catalog
Subreport R01 A 0111 Minimum Catalog
Includes figures in national currency, foreign currency and UDIS valued in pesos
Figures in pesos
Concept
National Currency and UDIS
valued
Foreign Currency
valued
ASSET
LIQUIDITIES
CASH
BANKS
RESTRICTED LIQUIDITIES OR GIVEN AS COLLATERAL
FOREIGN EXCHANGE TRADING
OTHER RESTRICTED LIQUIDITIES OR GIVEN AS COLLATERAL
INVESTMENTS IN SECURITIES
TRADING SECURITIES
TRADING SECURITIES WITHOUT RESTRICTION
Government debt
Bank debt
Other debt securities
Equity instruments
TRADING SECURITIES RESTRICTED OR GIVEN AS COLLATERAL
Government debt
Bank debt
Other debt securities
Equity instruments
AVAILABLE-FOR-SALE SECURITIES
AVAILABLE-FOR-SALE SECURITIES WITHOUT RESTRICTION
Government debt
Bank debt
Other debt securities
Equity instruments
AVAILABLE-FOR-SALE SECURITIES RESTRICTED OR GIVEN AS COLLATERAL
Government debt
Bank debt
Other debt securities
Equity instruments
HELD-TO-MATURITY SECURITIES
HELD-TO-MATURITY SECURITIES WITHOUT RESTRICTION
Government debt
Bank debt
Other debt securities
HELD-TO-MATURITY SECURITIES RESTRICTED OR GIVEN AS
COLLATERAL
Government debt
Bank debt
Other debt securities
REPO DEBTORS
ACCOUNTS RECEIVABLE
DEBTORS FOR SETTLEMENT OF OPERATIONS
FOREIGN EXCHANGE TRADING
INVESTMENTS IN SECURITIES
REPOS
FOR ISSUANCE OF SECURITIES
DEBTORS FOR CASH COLLATERALS GIVEN
OTHER DEBTORS
PREMIUMS, COMMISSIONS AND RIGHTS RECEIVABLE
DIVIDENDS RECEIVABLE
TAX CREDITS AND TAXES CREDITABLE
LOANS AND OTHER DEBTS OF PERSONNEL
OTHER DEBTORS
ESTIMATE FOR UNRECOVERABILITY OR DIFFICULT COLLECTION
PROPERTY, FURNITURE AND EQUIPMENT
PROPERTY, FURNITURE AND EQUIPMENT
REVALUATION
OF
PROPERTY, FURNITURE AND EQUIPMENT
(1)
ACCUMULATED DEPRECIATION OF PROPERTY, FURNITURE AND EQUIPMENT
REVALUATION OF ACCUMULATED DEPRECIATION OF PROPERTY, FURNITURE AND
EQUIPMENT (1)
PERMANENT INVESTMENTS
SUBSIDIARIES
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
ASSOCIATES
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
JOINT VENTURES
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
OTHER PERMANENT INVESTMENTS
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
LONG-TERM ASSETS AVAILABLE FOR SALE
SUBSIDIARIES
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
ASSOCIATES
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
JOINT VENTURES
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
OTHER LONG-TERM ASSETS AVAILABLE FOR SALE
BELONGING TO THE FINANCIAL SECTOR
NOT BELONGING TO THE FINANCIAL SECTOR
DEFERRED TAXES AND PTU (IN FAVOR)
DEFERRED INCOME TAX (IN FAVOR)
TEMPORARY DIFFERENCES
TAX LOSSES
TAX CREDITS
ESTIMATE FOR NON-RECOVERABLE DEFERRED INCOME TAX
TEMPORARY DIFFERENCES
TAX LOSSES
TAX CREDITS
DEFERRED EMPLOYEES' PARTICIPATION IN PROFITS (IN FAVOR)
ESTIMATE FOR NON-RECOVERABLE DEFERRED PTU
OTHER ASSETS
DEFERRED CHARGES, PREPAID EXPENSES AND INTANGIBLES
DEFERRED CHARGES
Financial cost to amortize in capitalizable lease operations
Insurance to amortize
Other deferred charges
PREPAID EXPENSES
Interest paid in advance
Commissions paid in advance
Advances or provisional payments of taxes
Rents paid in advance
Other prepaid expenses
INTANGIBLES
Goodwill
From subsidiaries
From associates
From joint ventures
Revaluation of goodwill (1)
From subsidiaries
From associates
From joint ventures
Organization expenses
Revaluation of organization expenses (1)
Accumulated amortization of organization expenses
Revaluation of accumulated amortization of organization expenses (1)
Other intangibles
Revaluation of other intangibles (1)
Accumulated amortization of other intangibles
Revaluation of accumulated amortization of other intangibles (1)
OTHER SHORT- AND LONG-TERM ASSETS
ASSETS OF THE PLAN TO COVER EMPLOYEE BENEFITS
Long-term direct benefits
Termination benefits
Termination benefits for reasons other than restructuring
Termination benefits due to restructuring
Post-employment benefits
Pensions
Seniority premium
Other post-employment benefits
OTHER
LIABILITY
BANK LOANS AND LOANS FROM OTHER ENTITIES
SHORT-TERM
LOANS FROM MULTIPLE BANKING INSTITUTIONS
LOANS FROM DEVELOPMENT BANKING INSTITUTIONS
LOANS FROM OTHER ENTITIES
LONG-TERM
LOANS FROM MULTIPLE BANKING INSTITUTIONS
LOANS FROM DEVELOPMENT BANKING INSTITUTIONS
LOANS FROM OTHER ENTITIES
SOLD COLLATERALS
REPOS
REPORTING ENTITY'S OBLIGATION TO RETURN THE COLLATERAL TO THE
REPORTED PARTY
Government debt
Bank debt
Other debt securities
OTHER SOLD COLLATERALS
OTHER ACCOUNTS PAYABLE
INCOME TAX PAYABLE
INCOME TAX (PROVISIONAL PAYMENTS)
INCOME TAX (REAL CALCULATION)
EMPLOYEES' PARTICIPATION IN PROFITS PAYABLE
CONTRIBUTIONS FOR FUTURE CAPITAL INCREASES PENDING
FORMALIZATION IN SHAREHOLDERS' MEETING
CREDITORS FOR SETTLEMENT OF OPERATIONS
FOREIGN EXCHANGE TRADING
INVESTMENTS IN SECURITIES
REPOS
CREDITORS FOR CASH COLLATERALS RECEIVED
OTHER CREDITORS AND OTHER ACCOUNTS PAYABLE
LIABILITIES DERIVED FROM SERVICE PROVISION
Custody or administration of assets
Other liabilities derived from service provision
COMMISSIONS PAYABLE ON ONGOING OPERATIONS
LIABILITY FOR CAPITALIZABLE LEASE
CREDITORS FOR ASSET ACQUISITION
DIVIDENDS PAYABLE
CREDITORS FOR MAINTENANCE SERVICE
VALUE ADDED TAX
OTHER TAXES AND DUTIES PAYABLE
TAXES AND SOCIAL SECURITY CONTRIBUTIONS WITHHELD FOR
REMITTANCE
SHORT-TERM DIRECT BENEFITS
PROVISION FOR EMPLOYEE BENEFITS
Long-term direct benefits
Post-employment benefits
Pensions
Seniority premium
Other post-employment benefits
Termination benefits
Termination benefits for reasons other than restructuring
Termination benefits due to restructuring
PROVISIONS FOR DIVERSE OBLIGATIONS
Fees
Rents
Promotion and advertising expenses
Technology expenses
Other provisions
OTHER DIVERSE CREDITORS
DEFERRED TAXES AND PTU (ON ACCOUNT)
DEFERRED INCOME TAX (ON ACCOUNT)
TEMPORARY DIFFERENCES
DEFERRED EMPLOYEES' PARTICIPATION IN PROFITS (ON ACCOUNT)
DEFERRED CREDITS AND ADVANCED CHARGES
DEFERRED CREDITS
ADVANCED CHARGES
INTERESTS COLLECTED IN ADVANCE
COMMISSIONS COLLECTED IN ADVANCE
ADVANCED CHARGES FOR GOODS PROMISED FOR SALE OR WITH
RESERVATION OF OWNERSHIP
OTHER ADVANCED CHARGES
OWN CAPITAL
CONTRIBUTED CAPITAL
SOCIAL CAPITAL
FIXED MINIMUM
VARIABLE
UNPAID SOCIAL CAPITAL
INCREASE FROM UPDATING PAID SOCIAL CAPITAL (1)
CONTRIBUTIONS FOR FUTURE CAPITAL INCREASES FORMALIZED IN
SHAREHOLDERS' MEETING
INCREASE FROM UPDATING CONTRIBUTIONS FOR FUTURE
CAPITAL INCREASES FORMALIZED IN SHAREHOLDERS' MEETING (1)
SHARE PREMIUM
INCREASE FROM UPDATING SHARE PREMIUM (1)
EARNED CAPITAL
CAPITAL RESERVES
INCREASE FROM UPDATING CAPITAL RESERVES (1)
RESULTS FROM PREVIOUS PERIODS
RESULT FROM APPLICATION
RESULT FROM ACCOUNTING CHANGES AND ERROR CORRECTIONS
INCREASE FROM UPDATING RESULTS FROM PREVIOUS PERIODS
(1)
RESULT FROM VALUATION OF AVAILABLE-FOR-SALE SECURITIES
VALUATION
RESULT FROM MONETARY POSITION (1)
EFFECT OF DEFERRED INCOME TAX
ESTIMATE FOR NON-RECOVERABLE DEFERRED INCOME TAX
INCREASE FROM UPDATING RESULT FROM VALUATION OF AVAILABLE-FOR-SALE
SECURITIES (1)
REMEDIATIONS FOR DEFINED EMPLOYEE BENEFITS
ACTUARIAL RESULTS IN OBLIGATIONS
Valuation
Result from monetary position (1)
Effect of deferred income tax
Estimate for non-recoverable deferred income tax
RESULT IN THE RETURN OF PLAN ASSETS
Valuation
Result from monetary position (1)
Effect of deferred income tax
Estimate for non-recoverable deferred income tax
INCREASE FROM UPDATING REMEDIATIONS FOR DEFINED
EMPLOYEE BENEFITS (1)
RESULT FROM HOLDING NON-MONETARY ASSETS
FROM VALUATION OF FIXED ASSET
INCREASE FROM UPDATING RESULT FROM HOLDING NON-
MONETARY ASSETS (1)
OFF-BALANCE SHEET ACCOUNTS
CONTINGENT ASSETS AND LIABILITIES
ASSETS IN CUSTODY OR ADMINISTRATION
ASSETS IN CUSTODY
ASSETS IN ADMINISTRATION
CASH AND BANKS
VARIABLE INCOME INVESTMENT FUNDS
INVESTMENT FUNDS IN DEBT INSTRUMENTS INDIVIDUALS
INVESTMENT FUNDS IN DEBT INSTRUMENTS LEGAL ENTITIES
MULTI-SERIES DEBT INSTRUMENT INVESTMENT FUNDS
LIMITED OBJECT INVESTMENT FUNDS
OTHER SECURITIES
COLLATERALS RECEIVED BY THE ENTITY
GOVERNMENT DEBT
BANK DEBT
OTHER DEBT SECURITIES
EQUITY INSTRUMENTS
OTHER
COLLATERALS RECEIVED AND SOLD BY THE ENTITY
GOVERNMENT DEBT
BANK DEBT
OTHER DEBT SECURITIES
EQUITY INSTRUMENTS
OTHER
OTHER REGISTRATION ACCOUNTS
INCOME STATEMENT
COMMISSIONS AND FEES CHARGED
PROMOTION SERVICES
DISTRIBUTION SERVICES
ADVISORY SERVICES TO THIRD PARTIES
CUSTODY AND ADMINISTRATION
OTHER COMPLEMENTARY SERVICES
GAIN FROM VALUATION CHANGES
INCREASE FROM UPDATING COMMISSIONS AND FEES CHARGED(1)
COMMISSIONS AND EXPENDITURES PAID
FOR SERVICES
FOR ADVISORY AND COMPLEMENTARY SERVICES
LOSS FROM VALUATION CHANGES
INCREASE FROM UPDATING COMMISSIONS AND EXPENDITURES PAID (1)
TOTAL FINANCING MARGIN
INTEREST INCOME
INTEREST ON LIQUIDITIES
Banks
Restricted liquidities or given as collateral
INTERESTS AND YIELDS IN FAVOR FROM INVESTMENTS IN
SECURITIES
For trading securities
For available-for-sale securities
For held-to-maturity securities
INTERESTS AND YIELDS IN FAVOR IN REPO OPERATIONS
GAIN FROM VALUATION
Gain from valuation changes
Valuation of indexed instruments
Valuation of items in UDIS
INCREASE FROM UPDATING INTEREST INCOME (1)
INTEREST EXPENSES
INTERESTS ON BANK LOANS AND LOANS FROM OTHER ENTITIES
LOSS FROM VALUATION
Loss from valuation changes
Valuation of indexed instruments
Valuation of items in UDIS
INCREASE FROM UPDATING INTEREST EXPENSES (1)
RESULT FROM VALUATION AT FAIR VALUE
TRADING SECURITIES
SOLD COLLATERALS
LOSS FROM IMPAIRMENT OR EFFECT FROM REVERSAL OF IMPAIRMENT OF
SECURITIES
For available-for-sale securities
For held-to-maturity securities
RESULT FROM VALUATION OF CURRENCIES
INCREASE FROM UPDATING RESULT FROM VALUATION AT FAIR
VALUE (1)
RESULT FROM SALES
RESULT FROM SALES OF SECURITIES
For trading securities
For available-for-sale securities
For held-to-maturity securities
RESULT FROM SALES OF CURRENCIES
RESULT FROM SALES OF RECEIVED COLLATERALS
INCREASE FROM UPDATING RESULT FROM SALES (1)
TRANSACTION COSTS
For sales of trading securities
NET MONETARY POSITION RESULT (TOTAL FINANCING
MARGIN) (1)
MONETARY POSITION RESULT FROM ITEMS THAT
GENERATE TOTAL FINANCING MARGIN (DEBIT BALANCE)
MONETARY POSITION RESULT FROM ITEMS THAT
GENERATE TOTAL FINANCING MARGIN (CREDIT BALANCE)
INCREASE FROM UPDATING NET MONETARY POSITION RESULT
(TOTAL FINANCING MARGIN) (1)
OTHER INCOME (EXPENSES) OF THE OPERATION
RECOVERIES
TAXES
OTHER RECOVERIES
DIVIDENDS FROM PERMANENT INVESTMENTS
DIVIDENDS FROM OTHER PERMANENT INVESTMENTS
DIVIDENDS FROM PERMANENT INVESTMENTS IN ASSOCIATES AVAILABLE
FOR SALE
LOSS IN CUSTODY AND ADMINISTRATION OF ASSETS
LOSS FROM IMPAIRMENT OR EFFECT FROM REVERSAL OF IMPAIRMENT
OF REAL ESTATE
OF GOODWILL
OF OTHER LONG-TERM ASSETS
OF OTHER ASSETS
FINANCIAL COST FOR CAPITALIZABLE LEASE
CHARGES TO THE ESTIMATE FOR UNRECOVERABILITY OR DIFFICULT COLLECTION
WRITE-OFFS
FRAUDS
DISASTERS
OTHER WRITE-OFFS
INTERESTS ON ACCOUNT IN FINANCING FOR ASSET ACQUISITION
GAIN FROM SALE OF PROPERTY, FURNITURE AND EQUIPMENT
CANCELLATION OF THE ESTIMATE FOR UNRECOVERABILITY OR DIFFICULT COLLECTION
CANCELLATION OF OTHER LIABILITY ACCOUNTS
INTERESTS IN FAVOR FROM LOANS TO OFFICIALS AND
EMPLOYEES
LOSS FROM SALE OF PROPERTY, FURNITURE AND EQUIPMENT
OTHER ITEMS OF INCOME (EXPENSES) OF THE OPERATION
MONETARY POSITION RESULT ORIGINATED BY ITEMS NOT
RELATED TO THE TOTAL FINANCING MARGIN
RESULT FROM VALUATION OF ITEMS NOT RELATED TO THE
TOTAL FINANCING MARGIN
INCREASE FROM UPDATING OTHER INCOME (EXPENSES) OF THE
OPERATION (1)
ADMINISTRATION EXPENSES
SHORT-TERM DIRECT BENEFITS
NET COST OF THE PERIOD DERIVED FROM EMPLOYEE BENEFITS
LONG-TERM DIRECT BENEFITS
POST-EMPLOYMENT BENEFITS
Pensions
Seniority premium
Other post-employment benefits
TERMINATION BENEFITS
Termination benefits for reasons other than restructuring
Termination benefits due to restructuring
EMPLOYEES' PARTICIPATION IN PROFITS
EMPLOYEES' PARTICIPATION IN PROFITS INCURRED
EMPLOYEES' PARTICIPATION IN PROFITS DEFERRED
ESTIMATE FOR NON-RECOVERABLE DEFERRED PTU
FEES
RENTS
PROMOTION AND ADVERTISING EXPENSES
TAXES AND DUTIES
NON-DEDUCTIBLE EXPENSES
TECHNOLOGY EXPENSES
DEPRECIATIONS
AMORTIZATIONS
OTHER ADMINISTRATION EXPENSES
INCREASE FROM UPDATING ADMINISTRATION EXPENSES (1)
PARTICIPATION IN THE RESULT OF UNCONSOLIDATED SUBSIDIARIES,
ASSOCIATES AND JOINT VENTURES
RESULT OF THE PERIOD FOR UNCONSOLIDATED SUBSIDIARIES, ASSOCIATES AND
JOINT VENTURES
IN UNCONSOLIDATED SUBSIDIARIES
Belonging to the financial sector
Not belonging to the financial sector
IN ASSOCIATES
Belonging to the financial sector
Not belonging to the financial sector
IN JOINT VENTURES
Belonging to the financial sector
Not belonging to the financial sector
ADJUSTMENTS ASSOCIATED WITH PERMANENT INVESTMENTS VALUED AT COST
INCREASE FROM UPDATING PARTICIPATION IN THE RESULT OF
UNCONSOLIDATED SUBSIDIARIES, ASSOCIATES AND JOINT VENTURES (1)
INCOME TAX INCURRED
INCOME TAX INCURRED
INCREASE FROM UPDATING INCOME TAX INCURRED (1)
DEFERRED INCOME TAX
DEFERRED INCOME TAX
TEMPORARY DIFFERENCES
TAX LOSSES
TAX CREDITS
ESTIMATE FOR NON-RECOVERABLE INCOME TAX
TEMPORARY DIFFERENCES
TAX LOSSES
TAX CREDITS
INCREASE FROM UPDATING DEFERRED INCOME TAX (1)
DISCONTINUED OPERATIONS
DISCONTINUED OPERATIONS
INCREASE FROM UPDATING DISCONTINUED OPERATIONS (1)
Investment Fund Share Distributing Companies
(1) These concepts will be applicable under an inflationary economic environment based on what is established in Financial Information Standard B-10 "Effects of Inflation", issued by the Mexican Council of Financial Information Standards, A.C. (CINIF).
SERIES R03 INVESTMENTS IN SECURITIES, REPO OPERATIONS AND LOAN OPERATIONS AND
FINANCIAL DERIVATIVE INSTRUMENTS
This series is integrated by seven (7) reports, whose frequency of preparation and presentation must be daily
for variable income investment funds and debt instrument investment funds and
quarterly for capital investment funds, investment fund operating companies,
investment fund share distributing companies and investment fund share valuing companies,
unless another periodicity is expressly mentioned in these provisions.
Additionally, the preparation and presentation of report J-0311 for variable income investment funds,
debt instrument investment funds and investment fund operating companies must also be annual.
REPORT
B-0321
Breakdown of securities acquired in repo (CO-RE)
This report aims to collect information regarding the breakdown of repo operations
carried out by entities in the investment fund sector.
B-0322
Securities lending (CO-PR)
This report aims to show the lending of investment assets
carried out by investment funds.
B-0323
Operations with financial derivative instruments (CO-DE)
This report aims to show derivative operations carried out by the investment fund.
E-0351
Purchase-sale operations of investment assets (CO-CV)
This report aims to show the purchases and sales of investment assets
coming from resources captured from the investing public.
J-0311
Investment portfolio (CO-CA)
This report aims to show investments made in investment assets,
coming from resources captured from the investing public.
J-0312
Provision for accrued interest on securities (CO-IN)
This report aims to show the accrued interest on investments made by
entities in the investment fund sector.
J-0313
Collateral control (CO-GA)
This report aims to show collateral related to repo operations,
securities lending and derivatives.
CAPTURE FORMAT
Variable income investment funds, debt instrument investment funds, investment fund operating companies and investment fund share distributing companies will carry
out the sending of information related to report B-0321,
described above, by using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
SECTION OF INFORMATION
DETAILED BY OPERATION AND
INVESTMENT INSTRUMENT
ROLLOVER
ISSUER
SERIES
TYPE OF SECURITY
NUMBER OF TITLES
IDENTIFICATION CODE (ISIN, CUSIP, SEDOL AND THE APPLICABLE)
ENTRY PRICE
REPO REFERENCE NUMBER
COUNTERPARTY
DAYS TO MATURITY OF THE REPO
TOTAL TERM OF THE REPO
PREMIUM RATE
EXIT PRICE
FAIR VALUE OF THE REPORTED TITLE
TYPE OF INVESTMENT (REPORTED / REPORTER)
CREDIT RATING OF THE COUNTERPARTY
MARKET RATE OF THE OPERATION
CURRENCY IN WHICH THE OPERATION IS AGREED
Variable income investment funds, debt instrument investment funds, investment fund operating companies and investment fund share distributing companies will carry
out the sending of information related to report B-0322,
described above, by using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
SECTION LOANED SECURITIES
BY THE INVESTMENT FUND
REFERENCE NUMBER: REPO, LOAN, DERIVATIVE
ROLLOVER
ISSUER
SERIES
TYPE OF SECURITY
MARKETABILITY OF THE INSTRUMENT
RATING OF THE INSTRUMENT
IDENTIFICATION CODE (ISIN, CUSIP, SEDOL OR THE APPLICABLE)
TITLES SUBJECT TO THE OPERATION
PRICE AT WHICH THE LOAN WAS AGREED
TERM OF THE OPERATION
COUNTERPARTY OF THE OPERATION
PREMIUM
START DATE OF THE OPERATION
MATURITY DATE OF THE OPERATION
NUMBER OF ROLLOVERS
CREDIT RATING OF THE COUNTERPARTY
RATING KEY
Variable income investment funds, debt instrument investment funds, investment fund operating companies and investment fund share distributing companies will carry
out the sending of information related to report B-0323,
described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
DETAILED INFORMATION SECTION
REFERENCE NUMBER
DERIVATIVE TYPE
ISSUER
SERIES
SECURITY TYPE
IDENTIFICATION CODE (ISIN, CUSIP, SEDOL OR APPLICABLE)
CONTRACTING MARKET
COUNTERPARTY
CONTRACT TYPE (BUY OR SELL)
CONTRACT SIZE
NUMBER OF CONTRACTS
UNDERLYING
OBJECTIVE IN CARRYING OUT THE DERIVATIVE
AGREED RATE
OVER AGREED RATE
STRUCTURED YIELD RATE
AGREED INDEX
CURRENCY
CONTRACT START DATE
CONTRACT MATURITY DATE
PHYSICAL DELIVERY OR DIFFERENTIALS
AGREED PRICE
FAIR VALUE
UNDERLYING SECURITY TYPE
UNDERLYING CURRENCY
RATE RECEIVED
Variable equity investment funds, debt instrument investment funds, capital investment funds, fund operating companies, fund share distribution companies, and fund share valuation companies shall carry out the submission of information related to report E-0351, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
DETAILED INFORMATION SECTION BY OPERATION AND INVESTMENT ASSET
OPERATION TYPE
INVESTMENT TYPE
ISSUER
SERIES
SECURITY TYPE
IDENTIFICATION CODE (ISIN, CUSIP, SEDOL OR APPLICABLE)
NUMBER OF SECURITIES
UNIT COST (WITHOUT INTEREST)
ACCRUED INTEREST
SETTLEMENT TYPE
RATE TO VALUATE
RATE TYPE
DAYS TO MATURITY
TOTAL INSTRUMENT TERM
REFERENCE NUMBER: REPurchase AGREEMENT, LOAN, DERIVATIVE
OPERATION DATE
OPERATION TIME
COMMISSION PAID
VAT ON COMMISSION PAID
CONTRACTING COUNTRY KEY
OPERATION COUNTERPARTY
COUNTERPARTY DIFFERENT FROM THE ABOVE
CURRENT COUPON RATE
COUPON TERM
SETTLEMENT DATE
CREDIT RATING OF THE COUNTERPARTY
CURRENCY IN WHICH THE OPERATION WAS AGREED
PURCHASE IN PRIMARY MARKET
MEANS OF CONTRACTING THE OPERATION
DEBT INSTRUMENT RATING
VARIABLE EQUITY INSTRUMENT BURSABILITY
CURRENCY IN WHICH THE INSTRUMENT WAS ISSUED
Variable equity investment funds, debt instrument investment funds, capital investment funds, fund operating companies, fund share distribution companies, and fund share valuation companies shall carry out the submission of information related to report J-0311, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
INFORMATION BY INVESTMENT INSTRUMENT SECTION
CONSECUTIVE NUMBER
INVESTMENT TYPE
ISSUER
SERIES
SECURITY TYPE
RATE TO VALUATE
RATE TYPE
DEBT INSTRUMENT RATING
VARIABLE EQUITY INSTRUMENT BURSABILITY
NUMBER OF SECURITIES TRADED
TOTAL SECURITIES OF THE ISSUE IN CIRCULATION
AVERAGE UNIT ACQUISITION COST
TOTAL ACQUISITION COST
UNIT FAIR VALUE
TOTAL FAIR VALUE
DAYS TO MATURITY
IDENTIFICATION CODE (ISIN, CUSIP, SEDOL OR APPLICABLE)
CONTRACTING COUNTRY
VARIABLE OF THE INSTRUMENT
NUMBER OF SECURITIES SETTLED
COUPON TERM
REFERENCE NUMBER: REPurchase AGREEMENT, LOAN, DERIVATIVE
CURRENCY IN WHICH THE INSTRUMENT WAS ISSUED
DURATION OF THE INSTRUMENT
Variable equity investment funds, debt instrument investment funds, capital investment funds, fund operating companies, fund share distribution companies, and fund share valuation companies shall carry out the submission of information related to report J-0312, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
DETAILED INFORMATION SECTION
REFERENCE NUMBER (PORTFOLIO CONSECUTIVE NO.)
INVESTMENT TYPE
ISSUER
SERIES
SECURITY TYPE
IDENTIFICATION CODE (ISIN, CUSIP, SEDOL OR APPLICABLE)
NUMBER OF SECURITIES
COUPON TERM
COUPON START DATE
NEXT COUPON PAYMENT DATE
DAYS ELAPSED OF THE COUPON
NOMINAL VALUE OF THE INSTRUMENT IN THE ISSUANCE CURRENCY
CALCULATED NOMINAL VALUE IN PESOS
CURRENT COUPON RATE
RATE TYPE
UDI VALUE OR EXCHANGE RATE
ACCRUED INTEREST OF THE PERIOD
ACCRUED INTEREST OF THE COUPON
DAYS TO MATURITY OF THE INSTRUMENT
INTEREST RATE OF THE PERIOD
Variable equity investment funds, debt instrument investment funds, fund operating companies, and fund share distribution companies shall carry out the submission of information related to report J-0313, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
OPERATION DATA SECTION
REFERENCE NUMBER: REPurchase AGREEMENT, LOAN, DERIVATIVE
SECURITY COLLATERALS RECEIVED
ISSUER
SERIES
SECURITY TYPE
IDENTIFICATION CODE (ISIN, CUSIP, SEDOL OR APPLICABLE)
DEBT INSTRUMENT RATING
VARIABLE EQUITY INSTRUMENT BURSABILITY
SECURITIES
FAIR VALUE OF THE OPERATION
FAIR VALUE OF THE COLLATERAL
INDEX FAIR VALUE OF THE OPERATION TO FAIR VALUE OF THE COLLATERAL
SECURITY COLLATERALS GRANTED
ISSUER
SERIES
SECURITY TYPE
IDENTIFICATION CODE (ISIN, CUSIP, SEDOL OR APPLICABLE)
DEBT INSTRUMENT RATING
VARIABLE EQUITY INSTRUMENT BURSABILITY
SECURITIES
FAIR VALUE OF THE OPERATION
FAIR VALUE OF THE COLLATERAL
INDEX FAIR VALUE OF THE OPERATION TO FAIR VALUE OF THE COLLATERAL
Variable equity investment funds, debt instrument investment funds, capital investment funds, fund operating companies, fund share distribution companies, and fund share valuation companies shall report the information indicated in this series, adjusting to the characteristics and specifications for filling out and sending information presented in the Interinstitutional Information Transfer System (SITI) or as otherwise announced by the National Banking and Securities Commission (CNBV).
SERIES R13 FINANCIAL STATEMENTS
This series consists of five (5) reports, whose preparation and presentation frequency must be daily for variable equity investment funds and debt instrument investment funds, and quarterly for capital investment funds, fund operating companies, fund share distribution companies, and fund share valuation companies, unless another periodicity is expressly mentioned in these provisions.
Additionally, it is specified that the preparation and presentation of report C-1331 for variable equity investment funds and debt instrument investment funds must be monthly, while the preparation and presentation of reports B-1321, B-1322, and C-1331 must also be annual.
REPORT
A-1311
Statement of changes in equity / Statement of changes in equity (CO-CC)
This report aims to show the changes in the equity capital of the entity in the reported period.
A-1316
Statement of cash flows (CO-FE)
This report aims to show the variations and movements of cash and its equivalents in the reported period.
B-1321
Balance sheet / Statement of financial position (CO-BR[1])
This report aims to show the balance sheet, resulting from the operation of the reported period by the entities in the investment fund sector.
B-1322
Statement of results / Statement of comprehensive income (CO-BR[2])
This report aims to show in an ordered and detailed manner how the result of the exercise was obtained during the reported period resulting from the operation by the entities in the investment fund sector.
C-1331
Statement of investment portfolio valuation (CO-VC)
This report aims to show the investments made in assets subject to investment, coming from resources captured from public investors.
CAPTURE FORMAT
Fund operating companies, fund share distribution companies, and fund share valuation companies shall carry out the submission of information related to report A-1311, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
FINANCIAL INFORMATION SECTION
CONCEPT
REPORT
BALANCE TYPE
DATA
Fund operating companies, fund share distribution companies, and fund share valuation companies shall carry out the submission of information related to report A-1316, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
FINANCIAL INFORMATION SECTION
CONCEPT
BALANCE OF THE CONCEPT
Variable equity investment funds, debt instrument investment funds, capital investment funds, fund operating companies, fund share distribution companies, and fund share valuation companies shall carry out the submission of information related to report B-1321, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
FINANCIAL INFORMATION SECTION
CONCEPT
BALANCE OF THE CONCEPT
Variable equity investment funds, debt instrument investment funds, capital investment funds, fund operating companies, fund share distribution companies, and fund share valuation companies shall carry out the submission of information related to report B-1322, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
FINANCIAL INFORMATION SECTION
CONCEPT
BALANCE OF THE CONCEPT
Variable equity investment funds, debt instrument investment funds, capital investment funds, and fund operating companies shall carry out the submission of information related to report C-1331, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
INFORMATION BY INVESTMENT INSTRUMENT SECTION
CONCEPT
ISSUER
SERIES
SECURITY TYPE
RATE TO VALUATE
DEBT INSTRUMENT RATING
VARIABLE EQUITY INSTRUMENT BURSABILITY
NUMBER OF SECURITIES TRADED
TOTAL SECURITIES OF THE ISSUE IN CIRCULATION
AVERAGE UNIT ACQUISITION COST
TOTAL ACQUISITION COST
UNIT FAIR VALUE
TOTAL FAIR VALUE
DAYS TO MATURITY
NUMBER OF SECURITIES SETTLED
Variable equity investment funds, debt instrument investment funds, capital investment funds, fund operating companies, fund share distribution companies, and fund share valuation companies shall report the information indicated in this series, adjusting to the characteristics and specifications for filling out and sending information presented in the Interinstitutional Information Transfer System (SITI) or as otherwise announced by the National Banking and Securities Commission (CNBV).
SERIES R14 REPORTS ON THE VALUATION OF THE PRICE OF INVESTMENT FUND SHARES
This series consists of six (6) reports, whose preparation and presentation frequency must be daily for variable equity investment funds and debt instrument investment funds, monthly for fund operating companies, fund share distribution companies, financial entities other than the aforementioned distribution companies, which under applicable legal provisions are authorized to provide the service of distributing investment fund shares, and fund share valuation companies, and quarterly for capital investment funds, unless another periodicity is expressly mentioned in these provisions.
Additionally, it is specified that the preparation and presentation of report B-1422 for variable equity investment funds and debt instrument investment funds must be monthly.
REPORT
B-1421
Determination of the updated valuation price of shares representing the social capital of investment funds (VA-PR)
This report aims to determine the price of each series or class of the investment fund, representing the social capital, considering expenses.
B-1422
Prices and buy-sell operations of investment fund shares (VA-AC)
This report aims to show the purchases and sales of investment fund shares by series, of each distributor of the investment fund, as well as their final balance at the end of the day.
C-1431
Investment parameters (RI-VA_3)
This report aims to show the integration and proportion of the assets subject to investment that make up the investment fund portfolio with respect to the base asset, as well as its calculation.
D-1441
Information by investor type (IN-TI)
This report aims to show the proportion of foreign investment in both the fixed and variable capital of investment funds.
D-1442
General data of capital investment funds and their promoted companies (IN-PR)
This report aims to show the general data of capital investment funds and their promoted companies.
D-1443
Shareholder and corporate structure (IN-AC)
This report aims to show the shareholder and corporate structure of the entities in the investment fund sector.
CAPTURE FORMAT
Variable equity investment funds and debt instrument investment funds shall carry out the submission of information related to report B-1421, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
INFORMATION BY CONCEPT AND BY SERIES OF THE INVESTMENT FUND SECTION
SERIES OR CLASS
CONCEPT
PERCENTAGE
AMOUNT
SECURITIES
PRICE
Variable equity investment funds and debt instrument investment funds shall carry out the submission of information related to report B-1422, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
OPERATION DATA SECTION
DISTRIBUTOR COMPANY KEY
INVESTMENT FUND SHARE SERIES
VALUATION DATE
OPERATION DATE
DATE OF REGISTRATION IN ELECTRONIC MEDIA
BOOK PRICE
PURCHASE DATA SECTION
% OVER(SUB)VALUATION PURCHASE
% COMMISSION FOR PURCHASE PAID BY THE INVESTOR
MARKET PURCHASE PRICE
NUMBER OF SHARES PURCHASED
TOTAL AMOUNT OF PURCHASES
PURCHASE SETTLEMENT TYPE
PURCHASE SETTLEMENT DATE
TOTAL AMOUNT OF PURCHASES AFTER COMMISSIONS
NUMBER OF PURCHASE OPERATIONS
SALE DATA SECTION
% OVER(SUB)VALUATION SALE
% COMMISSION FOR SALE PAID BY THE INVESTOR
MARKET SALE PRICE
TOTAL AMOUNT OF SALES AFTER COMMISSIONS
NUMBER OF SHARES SOLD
AMOUNT OF SHARES SOLD
SALE SETTLEMENT TYPE
SALE SETTLEMENT DATE
% ADMINISTRATION COMMISSION
% DISTRIBUTION SERVICES COMMISSION
NUMBER OF SALE OPERATIONS
RELOCATION OF CLIENTS TO OTHER SERIES SECTION
RELOCATION OF CLIENTS TO ANOTHER SERIES (ENTRY)
RELOCATION OF CLIENTS TO ANOTHER SERIES (EXIT)
TRANSFER OF SECURITIES TO ANOTHER CUSTODIAN AT THE CLIENT'S REQUEST SECTION
FREE TRANSFERS (ENTRY)
FREE TRANSFERS (EXIT)
BALANCES SECTION
NUMBER OF SHARES DISTRIBUTED AT CLOSE, BY DISTRIBUTOR
AMOUNT DISTRIBUTED AT CLOSE, BY DISTRIBUTOR
INVESTOR TYPE
DISTRIBUTOR TYPE
Fund share distribution companies and financial entities other than the aforementioned distribution companies, which under applicable legal provisions are authorized to provide the service of distributing investment fund shares, shall carry out the submission of information related to report B-1422, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
OPERATION DATA SECTION
INVESTMENT FUND KEY
INVESTMENT FUND SHARE SERIES
VALUATION DATE
OPERATION DATE
DATE OF REGISTRATION IN ELECTRONIC MEDIA
BOOK PRICE
PURCHASE DATA SECTION
% OVER(SUB)VALUATION PURCHASE
% COMMISSION FOR PURCHASE PAID BY THE INVESTOR
MARKET PURCHASE PRICE
NUMBER OF SHARES PURCHASED
TOTAL AMOUNT OF PURCHASES
PURCHASE SETTLEMENT TYPE
PURCHASE SETTLEMENT DATE
TOTAL AMOUNT OF PURCHASES AFTER COMMISSIONS
NUMBER OF PURCHASE OPERATIONS
SALE DATA SECTION
% OVER(SUB)VALUATION SALE
% COMMISSION FOR SALE PAID BY THE INVESTOR
MARKET SALE PRICE
TOTAL AMOUNT OF SALES AFTER COMMISSIONS
NUMBER OF SHARES SOLD
AMOUNT OF SHARES SOLD
SALE SETTLEMENT TYPE
SALE SETTLEMENT DATE
% ADMINISTRATION COMMISSION
% DISTRIBUTION SERVICES COMMISSION
NUMBER OF SALE OPERATIONS
RELOCATION OF CLIENTS TO OTHER SERIES SECTION
RELOCATION OF CLIENTS TO ANOTHER SERIES (ENTRY)
RELOCATION OF CLIENTS TO ANOTHER SERIES (EXIT)
TRANSFER OF SECURITIES TO ANOTHER CUSTODIAN AT THE CLIENT'S REQUEST SECTION
FREE TRANSFERS (ENTRY)
FREE TRANSFERS (EXIT)
BALANCES SECTION
NUMBER OF SHARES DISTRIBUTED AT CLOSE, BY DISTRIBUTOR
AMOUNT DISTRIBUTED AT CLOSE, BY DISTRIBUTOR
INVESTOR TYPE
DISTRIBUTOR TYPE
Variable equity investment funds, debt instrument investment funds, and capital investment funds shall carry out the submission of information related to report C-1431, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
INFORMATION BY CONCEPT AND BY SERIES OF THE INVESTMENT FUND SECTION
CONCEPT
PERCENTAGE
AMOUNT IN PESOS
Fund share distribution companies and financial entities other than the aforementioned distribution companies, which under applicable legal provisions are authorized to provide the service of distributing investment fund shares, shall carry out the submission of information related to report D-1441, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
INFORMATION BY CONCEPT AND BY SERIES OF THE INVESTMENT FUND SECTION
DISTRIBUTOR TYPE
INVESTMENT FUND KEY
SERIES AND/OR CLASS
INVESTOR TYPE (PERSON TYPE)
NUMBER OF CONTRACTS
NUMBER OF SECURITIES
AMOUNT AT MARKET PRICE
NATIONALITY
Capital investment funds shall carry out the submission of information related to report D-1442, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
DETAILED INFORMATION SECTION OF THE FINCA AND OF EACH PROMOTED COMPANY
ENTITY TYPE KEY
KEY OF THE FINCA OR PROMOTED COMPANY
CORPORATE NAME
COMMERCIAL NAME OR BRAND
MAIN PRODUCTS
ECONOMIC ACTIVITY
DATE OF CONSTITUTION
NUMBER OF CONSTITUTIVE DEED
DATE OF REGISTRATION IN THE PUBLIC PROPERTY AND COMMERCE REGISTER/RNV
NUMBER OF REGISTRATION IN THE PUBLIC PROPERTY AND COMMERCE REGISTER/RNV
SOCIAL CAPITAL OF THE PROMOTED COMPANY
NUMBER OF SHARES OF THE SOCIAL CAPITAL OF THE PROMOTED COMPANY
ADDRESS (STREET, EXTERIOR NUMBER AND INTERIOR NUMBER OR LETTER)
ZIP CODE
LOCALITY OF THE PROMOTED COMPANY'S ADDRESS
MUNICIPALITY OF THE PROMOTED COMPANY'S ADDRESS
STATE OF THE PROMOTED COMPANY'S ADDRESS
TELEPHONE(S) WITH AREA CODE
FAX(ES)
Fund operating companies, fund share distribution companies, and fund share valuation companies shall carry out the submission of information related to report D-1443, described above, using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
DETAILED INFORMATION SECTION OF SHAREHOLDERS AND OFFICIALS
GROUP IDENTIFIER
POSITION OR POST
PROFESSION
SHCP/CNBV REGISTRATION NUMBER
TYPE OF ASSEMBLY OR COUNCIL SESSION
ASSEMBLY/POWER DATE
TYPE OF POWER
NUMBER OF SHARES OF THE MINIMUM FIXED CAPITAL
SERIES
NOMINAL VALUE
TOTAL FAIR VALUE
PERCENTAGE OF MINIMUM FIXED CAPITAL
FIXED CAPITAL WITH RESPECT TO SOCIAL CAPITAL
START DATE, MODIFICATION
PATERNAL SURNAME
MATERNAL SURNAME
NAME(S)
CORPORATE NAME
NUMBER OF SHARES OF VARIABLE CAPITAL
PERCENTAGE OF VARIABLE CAPITAL
CURP
RFC
VARIABLE CAPITAL WITH RESPECT TO SOCIAL CAPITAL
NATIONALITY
Variable equity investment funds, debt instrument investment funds, capital investment funds, fund operating companies, fund share distribution companies, financial entities other than the aforementioned distribution companies, which under applicable legal provisions are authorized to provide the service of
distribution of investment fund shares and share valuation societies for investment funds, will report the information indicated in this series, adjusting to the characteristics and specifications for filling out and sending information, as presented in the Interinstitutional Information Transfer System (SITI) or in the one that the National Banking and Securities Commission (CNBV) makes known, as applicable.
SERIES R24 REPORTS OF INFORMATION TO THE PUBLIC INVESTOR
This series consists of three (3) reports, whose frequency of preparation and presentation must be monthly for equity investment funds and debt instrument investment funds, unless another periodicity is expressly mentioned in these provisions.
REPORT
F-2461
Investment Fund Information for the Public Investor (IP-IN)
This report aims to show the information that investment funds provide to the public investor for adequate decision-making.
F-2462
Investment Fund Information for the Public Investor by Series (IP-CL)
This report aims to show the information on the assets, clients of the investment funds, percentage of commissions, percentage of expenses, among others.
F-2463
Commissions and Remuneration for the Provision of Services (IP-CO)
This report aims to show the commissions and remuneration that the investment fund pays to its service providers.
CAPTURE FORMAT
Equity investment funds and debt instrument investment funds will carry out the sending of information related to report F-2461, described above, by using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
GENERAL DATA SECTION
FULL NAME OF THE FUND
FULL NAME OF THE FUND OPERATING SOCIETY
TYPE OF INVESTMENT FUND
CROSSING DATE
DIRECTOR OF THE OPERATOR
FULL ADDRESS OF THE OPERATING SOCIETY
TELEPHONES
FAX
CONTACT E-MAIL
OPERATING SOCIETY INTERNET PAGE
INVESTMENT OBJECTIVE
FUND CLASSIFICATION
OBSERVED AVERAGE VAR IN THE MONTH
REFERENCE INDEX
DIRECTOR OF THE INVESTMENT FUND
DEBT INSTRUMENT INVESTMENT FUND RATING SECTION
RATING AT END OF CURRENT MONTH
RATING AT END OF PREVIOUS MONTH
RATING AT END OF PREVIOUS YEAR
RATING AT END OF YEAR BEFORE Last
PORTFOLIO TURNOVER SECTION
MONTHLY TURNOVER AT CLOSE (NO. OF TIMES)
ACCUMULATED TURNOVER OF THE YEAR (NO. OF TIMES)
TURNOVER LAST 12 MONTHS (NO. OF TIMES)
TURNOVER AT CLOSE OF LAST YEAR (NO. OF TIMES)
TURNOVER AT CLOSE OF YEAR BEFORE Last (NO. OF TIMES)
PORTFOLIO VALUE DATA SECTION
TYPES OF INSTRUMENTS
MARKET VALUE
PERCENTAGE OF THE PORTFOLIO
Equity investment funds and debt instrument investment funds will carry out the sending of information related to report F-2462, described above, by using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
INFORMATION BY CONCEPT AND BY SERIES OF THE INVESTMENT FUND SECTION
TYPE OF RIGHT
CONCEPT
SERIES AND/OR CLASS
PERCENTAGE
NUMBER OF (DAYS / CLIENTS / COUPON)
AMOUNT IN PESOS
PRICE
DATES
Equity investment funds and debt instrument investment funds will carry out the sending of information related to report F-2463, described above, by using the following capture format:
REQUESTED INFORMATION
REPORT IDENTIFIER SECTION
PERIOD
ENTITY KEY
REPORT
TOTAL INFORMATION ACCRUED TO DATE TO THE DIFFERENT SERVICE PROVIDERS SECTION
TOTAL AMOUNT ACCRUED TO DATE TO THE DIFFERENT SERVICE PROVIDERS
AVERAGE MONTHLY NET ASSETS
% TOTAL ACCRUED TO DATE BETWEEN AVERAGE MONTHLY NET ASSETS
PAYMENT OR PROVISION INFORMATION FOR COMMISSION OR REMUNERATION FOR EACH SERIES AND TYPE OF SERVICE PROVISION SECTION
DESCRIPTION OF SERVICE PROVISION
SERVICE PROVIDER KEY
DATE OF APPROVAL BY THE GOVERNING BODY
DATE OF SIGNING OF THE SERVICE PROVISION CONTRACT
SERIES
BASE FOR CALCULATING THE COMMISSION OR REMUNERATION
AMOUNT OF THE CALCULATION BASE FOR PAYMENT OR PROVISION
PERCENTAGE PAID OR PROVISIONED FOR COMMISSION OR REMUNERATION
AMOUNT PAID OR PROVISIONED FOR COMMISSION OR REMUNERATION
PAYMENT PERIODICITY
PROVISION CALCULATION PERIODICITY
TOTAL AMOUNT ACCRUED TO DATE FOR THE PROVISION OF THE SERVICE
% TOTAL ACCRUED TO DATE FOR THE PROVISION OF THE SERVICE BETWEEN AVERAGE MONTHLY NET ASSETS
START DATE OF SERVICE PROVISION
Equity investment funds and debt instrument investment funds will report the information indicated in this series, adjusting to the characteristics and specifications for filling out and sending information, as presented in the Interinstitutional Information Transfer System (SITI) or in the one that the National Banking and Securities Commission (CNBV) makes known, as applicable.
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CONSULT
BY DATE
Do Mo Tu We Th Fr Sa
INDICATORS
Exchange Rate and Rates as of 09/01/2026
DOLLAR 17.0147 UDIS
8.811040 TIIE 28 DAYS
6.7659% TIIE 91 DAYS
6.8033% TIIE 182 DAYS
6.8577% TIIE DE FONDEO
6.51%
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SURVEYS
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