Regulatory Alerts2018-10-08
Added
Securities and Futures (Amendment) Act 2017 (Saving and Transitional Provisions for Classes of Investors) Regulations 2018
The Monetary Authority of Singapore issued these regulations to establish saving and transitional provisions for institutional and accredited investors following the Securities and Futures (Amendment) Act 2017. The rules apply to a wide range of regulated entities including licensed fund management companies, credit rating agencies, and exempt capital markets services entities. These provisions ensure continuity of operations for market participants dealing in capital markets products, product financing, and corporate finance advisory services during the transition period.
Regulations
Published Date: 08 October 2018
Regulations on Saving and Transitional provisions for Classes of Investors for institutional and accredited investors.
Licensing, Authorisation and Registration
Conduct
Applies to:
Markets and Exchanges
,
Dealing in Capital Markets Products
,
Product Financing
,
Licensed Fund Management Company
,
Corporate Finance Advisory
,
REIT Management
,
Registered Fund Management Company
,
Credit Rating Agency
,
Securities Crowdfunding
,
Venture Capital Fund Management Company
,
Exempt Capital Markets Services Entity
,
Exempt Futures Broker
,
Exempt OTC Derivatives Broker
,
Providing Custodial Services
,
Exempt Corporate Finance Adviser Serving Accredited Investors
,
Licensed Trust Company
View Document
Securities and Futures (Amendment) Act 2017 (Saving and Transitional Provisions for Classes of Investors) Regulations 2018