Regulatory Alerts2018-10-08
Added
Securities and Futures (Appeals under Parts II and III of Act) Regulations
The Monetary Authority of Singapore issued these regulations to establish the procedural framework for appeals under Parts II and III of the Securities and Futures Act. The rules govern the conduct of proceedings before the Appeal Advisory Committee, ensuring standardized processes for market participants and clearing houses. This regulatory update aligns with the 2018 amendments to maintain consistent legal standards for securities and futures disputes.
Regulations
Last Revised Date: 08 October 2018
Securities and Futures (Appeals under Parts II and III of Act) Regulations
Regulations on procedure for appeals under Parts II and III of the Securities and Futures Act.
Licensing, Authorisation and Registration
Applies to:
Markets and Exchanges
,
Clearing House
View Document
Securities and Futures (Appeals under Parts II and III of Act) Regulations
Related regulations:
Securities and Futures (Appeals under Parts II and III of Act) Regulations 2002
08 Oct 2018 Securities and Futures (Appeals under Parts II and III of Act) (Amendment) Regulations 2018
Sets out the procedures for appeals to an Appeal Advisory Committee made under the SFA.
Regulations on procedure for appeals under Parts II, IIA, III, IIIA and VIAA of the Securities and Futures Act.