2018-10-08

Added

Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations

The Monetary Authority of Singapore issued the Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations to establish the procedural framework for appeals under the Securities and Futures Act. These regulations specify the processes for appealing decisions related to licensing, authorization, and registration for entities such as markets, exchanges, clearing houses, and trade repositories. The document was last revised on 8 October 2018, incorporating amendments effective from that date to govern appeal procedures under Parts II and III of the Act.

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Regulations

Last Revised Date: 08 October 2018

Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations

Regulations on procedure for appeals under Parts II, IIA, III, IIIA and VIAA of the Securities and Futures Act.

Licensing, Authorisation and Registration

Applies to:

Markets and Exchanges

,

Clearing House

,

Holding Company of Exchange or Clearing House

,

Trade Repository

,

Benchmark Administrator/Submitter

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Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations

08 Oct 2018 Securities and Futures (Appeals under Parts II and III of Act) (Amendment) Regulations 2018

takes effect.

Regulations on procedure for appeals under Parts II and III of the Securities and Futures Act.